Amended Securities Registration (section 12(b)) (8-a12b/a)
January 09 2020 - 4:09PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A/A
(Amendment No. 3)
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12 (b) OR (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
SEACHANGE
INTERNATIONAL, INC.
(Exact Name of Registrant as Specified in its Charter)
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DELAWARE
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04-3197974
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(State of Incorporation or Organization)
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(I.R.S. Employer Identification No.)
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50 Nagog Park, Acton, MA
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01720
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(Address of Principal Executive Offices)
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(Zip Code)
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Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class
to be so registered
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Name of each exchange on which
each class is to be
registered
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Series A Participating Preferred Stock Purchase Rights
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The NASDAQ Global Select Market
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If this form relates to the registration of a class of securities pursuant to Section 12(b) the Exchange Act and is effective pursuant to General
Instruction A.(c), please check the following box. ☒
If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. ☐
If
this form related to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates:
None
Securities to be
registered pursuant to Section 12(g) of the Act:
None
Explanatory Note.
This Amendment No. 3 on Form 8-A/A is filed to amend and supplement the information set forth in Items 1 and 2 of
the Registration Statement on Form 8-A filed with the Securities and Exchange Commission (the Commission) by SeaChange International, Inc. (the Company) on March 5, 2019 (such
Registration Statement on Form 8-A as filed on such date, the Original Form 8-A).
Item 1.
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Description of Registrants Securities to be Registered.
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Item 1 of the Original Form 8-A is hereby amended and supplemented by adding the following paragraph thereto:
Effective January 6, 2020, SeaChange determined that The Vanguard Group, Inc. (Vanguard) shall not be deemed an
Acquiring Person pursuant to the terms of the Rights Agreement on the basis of a representation letter, dated as of January 3, 2020, from Vanguard on the basis of which SeaChange determined that Vanguard did not jeopardize or
endanger SeaChanges ability to utilize Tax Benefits, as defined in the Rights Agreement. A copy of the representation letter is filed herewith as Exhibit 4.1.
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Exhibit
No.
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Description
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4.1
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Letter Agreement, dated as of January 3, 2020, by and between SeaChange International, Inc. and The Vanguard Group, Inc. (incorporated herein by reference to Exhibit 4.1 of SeaChanges Current Report on Form 8-K filed on January 9, 2020 with the U.S. Securities and Exchange Commission).
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration
statement to be signed on its behalf by the undersigned, thereto duly authorized.
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SEACHANGE INTERNATIONAL, INC.
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By:
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/s/ Michael D. Prinn
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Michael D. Prinn
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Chief Financial Officer, Senior Vice President & Treasurer
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Dated: January 9, 2020
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