Statement of Changes in Beneficial Ownership (4)
June 07 2019 - 4:56PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
JENSEN TONY A
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2. Issuer Name
and
Ticker or Trading Symbol
ROYAL GOLD INC
[
RGLD
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
CEO and President
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(Last)
(First)
(Middle)
1660 WYNKOOP STREET, SUITE 1000
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3. Date of Earliest Transaction
(MM/DD/YYYY)
6/5/2019
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(Street)
DENVER, CO 80202
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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6/5/2019
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S
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26592.00
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D
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$92.22
(1)
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125942.00
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I
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by Familly Trust
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Common Stock
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6/5/2019
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M
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22000.00
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A
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$75.32
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147942.00
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I
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by Familly Trust
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Common Stock
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6/5/2019
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M
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33600.00
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A
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$75.72
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181542.00
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I
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by Familly Trust
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Common Stock
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6/5/2019
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M
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28316.00
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A
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$56.54
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209858.00
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I
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by Familly Trust
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Common Stock
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6/5/2019
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M
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14307.00
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A
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$83.29
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224165.00
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I
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by Familly Trust
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Common Stock
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6/5/2019
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M
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8523.00
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A
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$87.42
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232688.00
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I
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by Familly Trust
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Common Stock
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6/5/2019
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D
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89537.00
(2)
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D
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$92.26
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143151.00
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I
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by Familly Trust
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Common Stock
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6/6/2019
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S
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12229.00
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D
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$92.84
(3)
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130922.00
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I
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by Family Trust
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Appreciation Right
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$75.32
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6/5/2019
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M
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20700.00
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(4)
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8/13/2022
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Common Stock
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0.00
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$0.00
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0.00
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D
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Stock Appreciation Right
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$75.72
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6/5/2019
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M
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32280.00
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(5)
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8/26/2024
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Common Stock
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0.00
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$0.00
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0.00
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D
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Stock Appreciation Right
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$56.54
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6/5/2019
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M
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27137.00
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(6)
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8/20/2025
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Common Stock
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0.00
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$0.00
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0.00
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D
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Stock Appreciation Right
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$83.29
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6/5/2019
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M
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13507.00
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(7)
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8/16/2026
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Common Stock
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0.00
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$0.00
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6754.00
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D
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Stock Appreciation Right
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$87.42
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6/5/2019
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M
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8142.00
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(8)
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8/23/2027
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Common Stock
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0.00
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$0.00
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16285.00
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D
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Stock Options (ISO-Right to buy)
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$75.32
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6/5/2019
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M
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1300.00
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(4)
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8/13/2022
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Common Stock
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0.00
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$0.00
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0.00
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D
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Stock Options (ISO-Right to buy)
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$75.72
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6/5/2019
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M
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1320.00
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(5)
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8/26/2024
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Common Stock
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0.00
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$0.00
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0.00
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D
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Stock Option (ISO-Right to Buy)
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$56.54
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6/5/2019
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M
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1179.00
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(6)
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8/20/2025
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Common Stock
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0.00
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$0.00
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0.00
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D
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Stock Option (ISO-Right to Buy)
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$83.29
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6/5/2019
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M
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800.00
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(7)
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8/16/2026
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Common Stock
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0.00
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$0.00
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400.00
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D
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Stock Option (Right to Buy ISO)
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$87.42
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6/5/2019
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M
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381.00
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(8)
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8/23/2027
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Common Stock
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0.00
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$0.00
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762.00
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D
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Explanation of Responses:
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(1)
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The range of the weighted average sales price is $91.56 to $93.01
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(2)
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Represents the difference between the number of SARs exercised (101,766) and the number of shares issuable as a result of the exercise (12,229).
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(3)
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The range of the weighted average sales price is $91.55 to $93.80.
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(4)
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One-third vests annually over three years beginning on August 13, 2013.
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(5)
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One-third vests annually over three years beginning on August 26, 2015.
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(6)
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One-third vests annually over three years beginning on August 20, 2016.
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(7)
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One-third vests annually over three years beginning on August 16, 2017.
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(8)
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One-third vests annually over three years beginning on August 23, 2018.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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JENSEN TONY A
1660 WYNKOOP STREET, SUITE 1000
DENVER, CO 80202
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X
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CEO and President
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Signatures
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Michelle A. Perry as Attorney-in-Fact for Tony A. Jensen
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6/6/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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