Current Report Filing (8-k)
November 05 2020 - 04:36PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
November 1, 2020
ROCKWELL MEDICAL, INC.
(Exact name of registrant as specified in its charter)
Delaware |
000-23661 |
38-3317208 |
(State or
other
jurisdiction
of
incorporation)
|
(Commission
File
Number)
|
(IRS Employer
Identification
No.)
|
30142 Wixom Road,
Wixom,
Michigan
48393
(Address of principal executive offices, including zip code)
(248)
960-9009
(Registrant’s telephone number, including area code)
411 Hackensack Avenue,
Suite 501,
Hackensack,
New Jersey
07601
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
¨ |
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR
230.425) |
¨ |
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
¨ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b)) |
¨ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c) |
Securities registered pursuant to Section 12(b) of the
Act:
Title of Each Class |
|
Trading Symbol |
|
Name of Each exchange on which
registered |
Common Stock, par value $0.0001 |
|
RMTI |
|
Nasdaq Global Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange
Act. ¨
Item
5.03 Amendment
to Articles of Incorporation or Bylaws; Change in Fiscal
Year.
Effective November 1, 2020, in connection with the settlement of
the previously disclosed shareholder derivative action, the board
of directors (the “Board”) of Rockwell Medical, Inc. (the
“Company”) amended and restated the Company’s bylaws (the “Amended
and Restated Bylaws”) to, among other things, add and clarify
provisions with respect to the process for review of stockholder
proposals.
Pursuant to new Section 2.15 of the Amended and Restated Bylaws, no
later than the last day of the month in which stockholder proposals
are due under Rule 14a-8, the Company shall distribute to the
entire Board all stockholder proposals received by the Company. The
Company’s legal counsel and officers are required to discuss the
financial, legal, practical and social implications of approval and
implementation of the proposal with the Chairperson of the Board
and, if applicable, the chairperson of any Board committee
responsible for oversight of the subject matter of the proposal,
before making any recommendation to the Board regarding a response
to or approval or disapproval of the proposal. The Company is also
required to contact the proponent of the proposal to arrange a
meeting to discuss the proposal and its financial, legal, practical
and social implications.
The Company’s legal counsel and officers, with the authorization of
the Chairperson of the Board of, if applicable, the chairperson of
any Board committee responsible for oversight of the subject matter
of the proposal, may prepare a response to the stockholder proposal
and/or submit a no action request to the SEC. The Board must review
and approve a draft of a proxy statement that makes a
recommendation concerning any stockholder proposal before it is
filed.
The Board also approved other amendments for general consistency
and administrative clarity.
The foregoing summary and description of the provisions of the
Amended and Restated Bylaws does not purport to be complete and is
qualified in its entirety by reference to the full text of the
Amended and Restated Bylaws, a copy of which is filed as Exhibit
3.1 with this Current Report on Form 8-K and is incorporated herein
by reference.
Item
9.01
Financial Statements
and Exhibits.
(d) Exhibits. The
following exhibit is being filed herewith:
EXHIBIT INDEX
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
|
ROCKWELL
MEDICAL, INC. |
|
|
|
Date: November 5,
2020 |
By: |
/s/ Russell Ellison |
|
|
Russell Ellison |
|
|
Chief Executive
Officer |