Amended Statement of Ownership (sc 13g/a)
June 20 2018 - 5:02PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
(Rule 13d-102)
Under the Securities Exchange
Act of 1934
(Amendment No. 5)*
Rand
Capital Corporation
(Name of Issuer)
Common Stock,
$0.10 par value
(Title of Class of
Securities)
752185108
(CUSIP Number)
June 13, 2018
(Date of Event Which Requires Filing of
this Statement)
Check the appropriate box to designate
the rule pursuant to which this Schedule is filed:
*The remainder of this cover page shall
be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder
of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
|
SCHEDULE 13G
|
|
CUSIP NO. 752185108
|
|
2
of 5
|
1
|
NAMES OF REPORTING PERSONS
Utility Service Holding Company, Inc.
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
¨
(b)
¨
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
0
|
7
|
SOLE DISPOSITIVE POWER
0
|
8
|
SHARED DISPOSITIVE POWER
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
¨
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
|
12
|
TYPE OF REPORTING PERSON
CO
|
|
|
|
|
|
SCHEDULE 13G
|
|
CUSIP NO. 752185108
|
|
3
of 5
|
|
Item 1(a).
|
Name of Issuer:
|
Rand Capital Corporation
|
Item 1(b).
|
Address of Issuer’s Principal Executive Offices:
|
2200 Rand Building, Buffalo, NY, 14203.
|
Items 2(a).
|
Name of Persons Filing:
|
Utility Service Holding Company,
Inc.
|
Items 2(b).
|
Address of Principal Business Office or, if None,
Residence:
|
P.O. Box 240, Warthen, Georgia
31094.
Delaware
|
Item 2(d).
|
Title of Class of Securities:
|
Common Stock, $0.10 par value per
share
752185108
|
Item 3.
|
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing
is a:
|
|
(a)
|
¨
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
|
|
(b)
|
¨
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
(c)
|
¨
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c).
|
|
(d)
|
¨
Investment company registered under section 8 of the Investment Company
Act of 1940 (15 U.S.C 80a-8).
|
|
(e)
|
¨
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
(f)
|
¨
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
|
(g)
|
¨
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
|
SCHEDULE 13G
|
|
CUSIP NO. 752185108
|
|
4
of 5
|
|
(h)
|
¨
A savings associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813);
|
|
(i)
|
¨
A church plan that is excluded from the definition of an investment company
under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
|
(j)
|
¨
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
|
|
(a)
|
Amount beneficially owned: 0
|
|
(c)
|
Number of shares to which such Reporting Persons have:
|
|
(i)
|
Sole power to vote or direct the vote: 0
|
|
(ii)
|
Shared power to vote or direct the vote: 0
|
|
(iii)
|
Sole power to dispose or to direct the disposition of: 0
|
|
(iv)
|
Shared power to dispose of or direct the disposition of: 0
|
|
Item 5.
|
Ownership of Five Percent or Less of a Class.
|
If this statement is being filed to report the fact
that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of
securities, check the following
x
.
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another
Person.
|
Not Applicable.
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported By the Parent Holding Company.
|
Not Applicable.
|
Item 8.
|
Identification and Classification of Members of the Group.
|
Not Applicable.
|
Item 9.
|
Notice of Dissolution of a Group.
|
Not Applicable.
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired
and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and
were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other
than activities solely in connection with a nomination under §240.14a-11.
|
SCHEDULE 13G
|
|
CUSIP NO. 752185108
|
|
5
of 5
|
SIGNATURE
After reasonable inquiry and to the best
of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated:
|
June 20, 2018
|
|
|
|
|
|
/s/ Carl S. Cummings, Sr.
|
|
Utility Service Holding Company, Inc.
|
|
By: Carl S. Cummings, Sr.
|
|
Title: President
|
Rand Capital (NASDAQ:RAND)
Historical Stock Chart
From May 2024 to Jun 2024
Rand Capital (NASDAQ:RAND)
Historical Stock Chart
From Jun 2023 to Jun 2024