Statement of Changes in Beneficial Ownership (4)
March 16 2021 - 4:50PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Wendling Brian J |
2. Issuer Name and Ticker or Trading Symbol
Qurate Retail, Inc.
[
QRTEA
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CAO/PFO |
(Last)
(First)
(Middle)
12300 LIBERTY BOULEVARD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/12/2021 |
(Street)
ENGLEWOOD, CO 80112
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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8% Series A Cumulative Redeemable Preferred Stock | 3/12/2021 | | P | | 2500.0000 | A | $100.6437 (1) | 7621.0000 | D | |
8% Series A Cumulative Redeemable Preferred Stock | 3/15/2021 | | A | | 501.0000 (2) | A | $0.0000 | 8122.0000 | D | |
8% Series A Cumulative Redeemable Preferred Stock | 3/15/2021 | | F | | 247.0000 | D | $101.0300 | 7875.0000 | D | |
Series A Common Stock | 3/15/2021 | | A | | 16731.0000 (3) | A | $0.0000 | 87609.0000 | D | |
Series A Common Stock | 3/15/2021 | | F | | 8025.0000 | D | $13.0300 | 79584.0000 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The price is a weighted average price. These shares were purchased in multiple transactions ranging from $100.45 to $100.70, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. |
(2) | Represents shares of 8% Series A Cumulative Redeemable Preferred Stock issued upon satisfaction of performance criteria established for the performance-based restricted stock units. These performance-based restricted stock units were issued as a result of adjustments to existing performance-based restricted stock units with respect to Series A common stock due to the issuance of the 8% Series A Cumulative Redeemable Preferred Stock in September 2020. |
(3) | Represents shares of Series A common stock issued upon satisfaction of performance criteria established for the performance-based restricted stock units granted to the reporting person on March 12, 2020. |
Remarks: Exhibit 24: Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Wendling Brian J 12300 LIBERTY BOULEVARD ENGLEWOOD, CO 80112 |
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| CAO/PFO |
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Signatures
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/s/ Craig Troyer as Attorney-in-Fact for Brian J. Wendling | | 3/16/2021 |
**Signature of Reporting Person | Date |
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