- Amended Statement of Ownership (SC 13G/A)
January 29 2010 - 10:57AM
Edgar (US Regulatory)
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UNITED
STATES
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SECURITIES
AND EXCHANGE COMMISSION
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Washington,
D.C. 20549
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SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment No. 4)*
(Name of Issuer)
Common
Stock, no par value
(Title of Class of
Securities)
(CUSIP Number)
(Date of Event
Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
o
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Rule 13d-1(b)
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o
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Rule 13d-1(c)
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x
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Rule 13d-1(d)
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*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
CUSIP No. 617700 10 9
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1.
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Joseph D. Mansueto
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2.
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Check the Appropriate Box
if a Member of a Group
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(a)
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o
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(b)
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o
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3.
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SEC Use Only
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4.
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Citizenship or Place of
Organization
U.S.A.
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
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5.
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Sole Voting Power
25,774,560
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6.
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Shared Voting Power
0
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7.
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Sole Dispositive Power
25,774,560
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8.
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Shared Dispositive Power
0
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9.
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Aggregate Amount
Beneficially Owned by Each Reporting Person
25,774,560
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10.
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Check if the Aggregate
Amount in Row (9) Excludes Certain Shares
o
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11.
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Percent of Class Represented
by Amount in Row (9)
52.85%
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12.
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Type of Reporting Person
IN
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2
Item 1.
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(a)
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Name of Issuer
Morningstar, Inc.
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(b)
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Address of Issuers
Principal Executive Offices
22 West Washington Street
Chicago, Illinois 60602
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Item 2.
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(a)
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Name of Person Filing
Joseph D. Mansueto
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(b)
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Address of Principal
Business Office or, if none, Residence
22 West Washington Street
Chicago, Illinois 60602
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(c)
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Citizenship
U.S.A.
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(d)
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Title of Class of
Securities
Common Stock, no par value
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(e)
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CUSIP Number
617700 10 9
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Item 3.
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If this statement is filed pursuant
to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is
a:
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(a)
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o
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Broker or dealer
registered under section 15 of the Act (15 U.S.C. 78o);
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(b)
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o
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Bank as defined in section
3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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o
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Insurance company as
defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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o
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Investment company
registered under section 8 of the Investment Company Act of 1940 (15 U.S.C
80a-8);
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(e)
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o
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An investment adviser in
accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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o
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An employee benefit plan
or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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o
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A parent holding company
or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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o
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A savings associations as
defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813);
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(i)
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o
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A church plan that is
excluded from the definition of an investment company under section 3(c)(14)
of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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o
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A non-U.S. institution in
accordance with § 240.13d1(b)(1)(ii)(J);
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(k)
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o
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Group, in accordance with
§ 240.13d1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance
with
§ 240.13d1(b)(1)(ii)(J),
please specify the type of institution:____________________________
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3
Item 4.
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Ownership
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Provide the following
information regarding the aggregate number and percentage of the class of
securities of the issuer identified in Item 1.
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(a)
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Amount beneficially
owned:
25,774,560
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(b)
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Percent of class:
52.85%
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(c)
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Number of shares as to
which the person has:
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(i)
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Sole power to vote or to
direct the vote
25,774,560
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(ii)
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Shared power to vote or to
direct the vote
0
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(iii)
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Sole power to dispose or
to direct the disposition of
25,774,560
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(iv)
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Shared power to dispose or
to direct the disposition of
0
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Item 5.
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Ownership of Five Percent or Less
of a Class
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If this statement is being filed to report the fact
that as of the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of securities, check
the following
o
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Item 6.
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Ownership of More than Five Percent
on Behalf of Another Person
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Not applicable.
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Item 7.
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Identification and Classification
of the Subsidiary Which Acquired the Security Being Reported on By the Parent
Holding Company or Control Person
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Not applicable.
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Item 8.
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Identification and Classification
of Members of the Group
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Not applicable.
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Item 9.
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Notice of Dissolution of Group
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Not applicable.
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4
Item 10.
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Certification
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Not applicable.
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[Signature Page Follows]
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
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January 29, 2010
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Date
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/s/ Joseph D. Mansueto
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Signature
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Joseph D. Mansueto
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Name/Title
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5
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