Statement of Changes in Beneficial Ownership (4)
November 12 2021 - 5:28PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
RAPLEY DAVID E |
2. Issuer Name and Ticker or Trading Symbol
Liberty Global plc
[
LBTY
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
161 HAMMERSMITH ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/9/2021 |
(Street)
LONDON, X0
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Ordinary Shares | 11/9/2021 | | M | | 1989 | A | $19.28 | 5118 | D | |
Class A Ordinary Shares | 11/9/2021 | | S | | 1989 | D | $28.8401 | 3129 | D | |
Class C Ordinary Shares | 11/9/2021 | | M | | 4098 | A | $18.49 | 11629 | D | |
Class C Ordinary Shares | 11/9/2021 | | M | | 1981 | A | $19.03 | 13610 | D | |
Class C Ordinary Shares | 11/9/2021 | | S | | 6079 | D | $28.7512 (1) | 7531 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Share Option A (right to buy) | $19.28 | 11/9/2021 | | M | | | 1989 | (2) | 6/19/2022 | Class A Ordinary Shares | 1989.0 | $0 | 0 | D | |
Share Option C (right to buy) | $18.49 | 11/9/2021 | | M | | | 4098 | (2) | 6/19/2022 | Class C Ordinary Shares | 4098.0 | $0 | 0 | D | |
Share Option C (right to buy) | $19.03 | 11/9/2021 | | M | | | 1981 | (2) | 6/19/2022 | Class C Ordinary Shares | 1981.0 | $0 | 0 | D | |
Explanation of Responses: |
(1) | The price reflects a weighted average of sales made at prices ranging from $28.735 to $28.765. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. |
(2) | The option is immediately exercisable. |
Remarks: The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
RAPLEY DAVID E 161 HAMMERSMITH ROAD LONDON, X0 | X |
|
|
|
Signatures
|
/s/ Kelly A. Johnson, Attorney-in-Fact | | 11/12/2021 |
**Signature of Reporting Person | Date |
Liberty Global (NASDAQ:LBTYA)
Historical Stock Chart
From Sep 2024 to Oct 2024
Liberty Global (NASDAQ:LBTYA)
Historical Stock Chart
From Oct 2023 to Oct 2024