Form 4 - Statement of changes in beneficial ownership of securities
June 17 2024 - 4:36PM
Edgar (US Regulatory)
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
| 1525 PERIMETER PARKWAY |
| SUITE 325 |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
LAKELAND INDUSTRIES INC
[ LAKE ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
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10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year)
06/13/2024
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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| 1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Stock, par value $.01 per share |
06/13/2024 |
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A |
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2,842
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A |
$0.00
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7,928 |
D |
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| Common Stock, par value $.01 per share |
06/14/2024 |
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F |
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763 |
D |
$22.8
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7,165 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
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| Remarks: |
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/s/ Roger D. Shannon, by power of attorney |
06/17/2024 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 24
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes
and appoints each of James M. Jenkins, Roger D. Shannon, and
Hui An as the undersigned’s true and lawful
attorney-in-fact for, and in the name, place and stead of, the
undersigned:
(1)
to execute on behalf of the undersigned and cause
to be filed electronically with the Securities and Exchange
Commission a Form ID, an Update Passphrase
Confirmation, and Forms 3, 4
and 5 (together with any amendments as may be required thereto)
(the “Forms”) required to be filed pursuant to Section
16(a) of the Securities Exchange Act of 1934 (the
“Act”) and the regulations thereunder relating to
Lakeland Industries, Inc.; and
(2)
generally
to take such other actions and perform such other things necessary
to effectuate the foregoing as fully in all respects as if the
undersigned could do if personally present.
This Power of Attorney shall remain in effect until revoked, in
writing, by the undersigned.
The undersigned acknowledges that the foregoing attorneys-in-fact,
in serving in such capacity at the request of the undersigned, are
not assuming any of the undersigned’s responsibilities to
comply with Section 16 of the Act. The undersigned further
acknowledges that the attorneys-in-fact are relying on written and
oral information provided by the undersigned to complete the Forms
and the undersigned is responsible for reviewing the completed
Forms prior to their filing.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed this 4th day of April, 2024.
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By:
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/s/
Ronald N. Herring Jr.
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Ronald
N. Herring Jr.
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Exhibit 24
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes
and appoints each of James M. Jenkins, Roger D. Shannon, and
Hui An as the undersigned’s true and lawful
attorney-in-fact for, and in the name, place and stead of, the
undersigned:
(1)
to execute on behalf of the undersigned and cause
to be filed electronically with the Securities and Exchange
Commission a Form ID, an Update Passphrase
Confirmation, and Forms 3, 4
and 5 (together with any amendments as may be required thereto)
(the “Forms”) required to be filed pursuant to Section
16(a) of the Securities Exchange Act of 1934 (the
“Act”) and the regulations thereunder relating to
Lakeland Industries, Inc.; and
(2)
generally
to take such other actions and perform such other things necessary
to effectuate the foregoing as fully in all respects as if the
undersigned could do if personally present.
This Power of Attorney shall remain in effect until revoked, in
writing, by the undersigned.
The undersigned acknowledges that the foregoing attorneys-in-fact,
in serving in such capacity at the request of the undersigned, are
not assuming any of the undersigned’s responsibilities to
comply with Section 16 of the Act. The undersigned further
acknowledges that the attorneys-in-fact are relying on written and
oral information provided by the undersigned to complete the Forms
and the undersigned is responsible for reviewing the completed
Forms prior to their filing.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed this 4th day of April, 2024.
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By:
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/s/
Ronald N. Herring Jr.
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Ronald
N. Herring Jr.
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