Current Report Filing (8-k)
June 02 2023 - 4:07PM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 30, 2023
IRIS ACQUISITION CORP
(Exact name of registrant as specified in its charter)
Delaware |
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001-40167 |
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85-3901431 |
(State or other jurisdiction
of incorporation) |
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(Commission
File Number) |
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(IRS Employer
Identification No.) |
3rd Floor Zephyr House
122 Mary Street, George
Town
PO Box 10085
Grand Cayman KY1-1001, Cayman Islands
(Address of principal executive offices, including
zip code)
Registrant’s telephone number,
including area code: 971 4
3966949
(Former name or former address,
if changed since last report)
Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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¨ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class |
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Trading
Symbol(s) |
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Name of each
exchange on
which registered |
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Units, each consisting of one share of Class A Common Stock and one-fourth of one Redeemable Warrant |
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IRAAU |
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The Nasdaq Stock Market LLC |
Class A Common Stock, par value $0.0001 per share |
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IRAA |
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The Nasdaq Stock Market LLC |
Warrants, each exercisable for one share of Class A Common Stock $11.50 per share |
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IRAAW |
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The Nasdaq Stock Market LLC |
Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter)
or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company x
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.02. Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On May 30, 2023, the Board of Directors (the “Board”)
of Iris Acquisition Corp (the “Company”) appointed Nicholas Fernandez to serve as a director. Mr. Fernandez has been determined
by the Board to be an independent director under the listing rules of Nasdaq. Mr. Fernandez will serve until the Company’s next
annual meeting of stockholders when he is expected to stand for election by a vote of the Company’s stockholders. Mr. Fernandez
has also been appointed to the audit committee of the Board.
Mr. Fernandez, 39, has almost 20 years of experience
across operations, accounting and finance. Mr. Fernandez has been with Athanor Capital, a hedge fund, since December 2019, most recently
serving as Chief Operating Officer and Chief Financial Officer. Mr. Fernandez has chaired the Valuation Committee in addition to sitting
on the Management Committee. Previously, he was the Chief Financial Officer of the Asset Management and Alternative Investments Divisions
of Jeffries LLC, a global bulge bracket investment bank, from February 2017 to April, 2019. Prior to that, Mr. Fernandez worked at a variety
of alternative investment managers in several capacities, progressing from a Fund Accountant to a Controller/Director of Operations. He
started his career in public accounting with Ernst & Young in their Financial Services Office in New York, in their asset management
practice with a concentration/serving Hedge, Private Equity and Venture Funds, as well as consulting. Mr. Fernandez earned a BS in Accounting
and Finance with a minor in Business Administration from the University at Albany, SUNY. Mr. Fernandez holds an active Certified Public
Accountant License in the state of New York. Mr. Fernandez was selected to serve as a director because of his experience in investment
management, accounting and finance.
Mr. Fernandez will participate in the non-employee
director compensation arrangements generally applicable to all of the Company’s non-employee directors.
In connection with the appointment, the Company
and Mr. Fernandez will enter into a deed of indemnity, the form of which was filed with the SEC on February 5, 2021, as Exhibit 10.6 to
the Company’s Amendment No. 1 to Registration Statement on Form S-1 dated February 5, 2021.
There are no arrangements or understandings pursuant
to which Mr. Fernandez was selected as a director. Mr. Fernandez does not have a direct or indirect material interest in any transaction
required to be disclosed pursuant to Item 404(a) of Regulation S-K.
SIGNATURE
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly
authorized.
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IRIS ACQUISITION CORP |
Dated: June 2, 2023 |
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By: |
/s/ Sumit Mehta |
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Name: Sumit Mehta |
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Title: Chief Executive Officer |
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