Statement of Changes in Beneficial Ownership (4)
October 31 2018 - 4:28PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Burgomaster Thomas J
|
2. Issuer Name
and
Ticker or Trading Symbol
IPG PHOTONICS CORP
[
IPGP
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chief Accounting Officer
|
(Last)
(First)
(Middle)
50 OLD WEBSTER ROAD
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/1/2018
|
(Street)
OXFORD, MA 01540
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
3/1/2018
|
|
A
|
|
1866
(1)
|
A
|
$0
|
6829
|
D
|
|
Common Stock
|
4/10/2018
|
|
M
|
|
602
|
A
|
$53.76
|
7431
|
D
|
|
Common Stock
|
4/10/2018
|
|
S
|
|
602
|
D
|
$230.25
(2)
|
6829
|
D
|
|
Common Stock
|
4/11/2018
|
|
M
|
|
400
|
A
|
$53.76
|
7229
|
D
|
|
Common Stock
|
4/11/2018
|
|
S
|
|
400
|
D
|
$230.04
(3)
|
6829
|
D
|
|
Common Stock
|
4/12/2018
|
|
M
|
|
198
|
A
|
$53.76
|
7027
|
D
|
|
Common Stock
|
4/12/2018
|
|
S
|
|
198
|
D
|
$232.68
(4)
|
6829
|
D
|
|
Common Stock
|
5/9/2018
|
|
M
|
|
1200
|
A
|
$53.76
|
8029
|
D
|
|
Common Stock
|
5/9/2018
|
|
S
|
|
1200
|
D
|
$241.16
(5)
|
6829
|
D
|
|
Common Stock
|
5/10/2018
|
|
M
|
|
1500
|
A
|
$58.65
|
8329
|
D
|
|
Common Stock
|
5/10/2018
|
|
S
|
|
1500
|
D
|
$250.47
(6)
|
6829
|
D
|
|
Common Stock
|
6/6/2018
|
|
M
|
|
1500
|
A
|
$58.65
|
8329
|
D
|
|
Common Stock
|
6/6/2018
|
|
S
|
|
1500
|
D
|
$260.32
(7)
|
6829
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Employee Stock Option (right to buy)
|
$53.76
|
4/10/2018
|
|
M
|
|
|
602
|
(8)
|
3/1/2021
|
Common Stock
|
602.0
|
$0
|
1798
|
D
|
|
Employee Stock Option (right to buy)
|
$53.76
|
4/11/2018
|
|
M
|
|
|
400
|
(8)
|
3/1/2021
|
Common Stock
|
400.0
|
$0
|
1398
|
D
|
|
Employee Stock Option (right to buy)
|
$53.76
|
4/12/2018
|
|
M
|
|
|
198
|
(8)
|
3/1/2021
|
Common Stock
|
198.0
|
$0
|
1200
|
D
|
|
Employee Stock Option (right to buy)
|
$53.76
|
5/9/2018
|
|
M
|
|
|
1200
|
(8)
|
3/1/2021
|
Common Stock
|
1200.0
|
$0
|
0
|
D
|
|
Employee Stock Option (right to buy)
|
$58.65
|
5/10/2018
|
|
M
|
|
|
1500
|
(9)
|
2/14/2022
|
Common Stock
|
1500.0
|
$0
|
5250
|
D
|
|
Employee Stock Option (right to buy)
|
$58.65
|
6/6/2018
|
|
M
|
|
|
1500
|
(9)
|
2/14/2022
|
Common Stock
|
1500.0
|
$0
|
3750
|
D
|
|
Explanation of Responses:
|
(1)
|
Represents performance share units for which performance criteria is satisfied but which remain subject to service-based vesting on March 1, 2019.
|
(2)
|
The reported transaction involves purchase transactions from $230.00 to $230.64 per share. The weighted average price per share was $230.25 The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
|
(3)
|
The reported transaction involves purchase transactions from $230.00 to $230.10 per share. The weighted average price per share was $230.04. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
|
(4)
|
The reported transaction involves purchase transactions from $231.94 to $233.43 per share. The weighted average price per share was $232.68. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
|
(5)
|
The reported transaction involves purchase transactions from $240.00 to $244.40 per share. The weighted average price per share was $241.16. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
|
(6)
|
The reported transaction involves purchase transactions from $250.00 to $251.10 per share. The weighted average price per share was $250.47. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
|
(7)
|
The reported transaction involves purchase transactions from $260.00 to $261.06 per share. The weighted average price per share was $260.32. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
|
(8)
|
Options vest 25% quarterly commencing March 31, 2015.
|
(9)
|
Options vest 25% quarterly commencing March 31, 2016.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Burgomaster Thomas J
50 OLD WEBSTER ROAD
OXFORD, MA 01540
|
|
|
Chief Accounting Officer
|
|
Signatures
|
/s/ Angelo P. Lopresti, Attorney-in-fact
|
|
10/31/2018
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
IPG Photonics (NASDAQ:IPGP)
Historical Stock Chart
From Jun 2024 to Jul 2024
IPG Photonics (NASDAQ:IPGP)
Historical Stock Chart
From Jul 2023 to Jul 2024