Initial Statement of Beneficial Ownership (3)
October 31 2018 - 4:23PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Burgomaster Thomas J
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2. Date of Event Requiring Statement (MM/DD/YYYY)
2/24/2014
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3. Issuer Name
and
Ticker or Trading Symbol
IPG PHOTONICS CORP [IPGP]
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(Last)
(First)
(Middle)
50 OLD WEBSTER ROAD
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Chief Accounting Officer /
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(Street)
OXFORD, MA 01540
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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5337
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (right to buy)
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(2)
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5/7/2019
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Common Stock
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2900.0
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$10.27
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D
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Employee Stock Option (right to buy)
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(3)
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2/26/2020
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Common Stock
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5100.0
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$15.82
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D
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Employee Stock Option (right to buy)
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(4)
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8/5/2020
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Common Stock
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11250.0
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$21.35
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D
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Employee Stock Option (right to buy)
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(5)
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3/1/2021
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Common Stock
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10900.0
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$53.76
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D
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Employee Stock Option (right to buy)
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(6)
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2/14/2022
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Common Stock
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6750.0
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$58.65
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D
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Employee Stock Option (right to buy)
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(7)
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3/1/2023
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Common Stock
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4400.0
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$60.11
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D
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Explanation of Responses:
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(1)
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Includes 4,344 restricted stock units, of which 669 vest in four monthly installments commencing March 31, 2014, 1,875 vest 25% quarterly commencing March 31, 2015, 1,100 vest 25% quarterly commencing March 31, 2016 and 700 vest 100% March 1, 2017.
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(2)
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Options vest 25% May 7, 2010, 25% May 2, 2011 and 50% May 7, 2012.
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(3)
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Options vest eight equal quarterly installments commencing March 31, 2013.
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(4)
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Options vest 25% on August 5, 2011 and the remaining amount in fourteen equal monthly amounts commencing September 30, 2011.
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(5)
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Options vest 25% quarterly commencing March 31, 2015.
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(6)
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Options vest four equal quarterly installments commencing March 31, 2016.
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(7)
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Options vest 100% on March 1, 2017.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Burgomaster Thomas J
50 OLD WEBSTER ROAD
OXFORD, MA 01540
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Chief Accounting Officer
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Signatures
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/s/ Angelo P. Lopresti, Attorney-in-fact
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10/31/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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