Amended Current Report Filing (8-k/a)
December 09 2020 - 05:16PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
PURSUANT TO SECTION 13 OR
15(d) OF
THE SECURITIES EXCHANGE ACT OF
1934
Date of Report
(Date of earliest event reported): December 3, 2020
FULL HOUSE
RESORTS, INC.
(Exact name of registrant as specified in its charter)
Delaware
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001-32583
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13-3391527
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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One Summerlin
1980 Festival Plaza Drive, Suite 680
Las Vegas, Nevada
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89135
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (702) 221-7800
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N/A
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(Former name or former address, if changed since last report)
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Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
◻ Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
◻ Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
◻ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
◻ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which
registered
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Common stock, $0.0001 par value per share
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FLL
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The Nasdaq Stock Market LLC
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ◻
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the
Exchange Act. ◻
EXPLANATORY NOTE
On December 4, 2020, Full House Resorts, Inc. (the
“Company”) filed a Current Report on Form 8-K to report the
appointment of Michael A. Hartmeier to the Board of
Directors (the “Board”) of the Company, effective
December 3, 2020.
At the time of filing, the Board had not yet determined on which
committees Mr. Hartmeier would be appointed to serve. This
Current Report on Form 8-K/A is being filed to provide this
information.
Item 5.02 Departure of
Directors or Certain Officers; Election of Directors; Appointment
of Certain Officers; Compensatory Arrangements of Certain
Officers.
Effective December 9, 2020, Mr. Hartmeier was
appointed to serve on each of the Audit Committee and the
Compensation Committee.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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Full House Resorts, Inc.
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Date: December 9, 2020
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/s/ Lewis A. Fanger
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Lewis A. Fanger, Senior Vice President, Chief Financial Officer
& Treasurer
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