Statement of Changes in Beneficial Ownership (4)
September 19 2019 - 11:41AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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von Jako Christopher Richard |
2. Issuer Name and Ticker or Trading Symbol
DYNATRONICS CORP
[
DYNT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) Chief Executive Officer
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Former Chief Executive Officer
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(Last)
(First)
(Middle)
7 CHARING CROSS |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/26/2019
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(Street)
LYNNFIELD, MA 01940
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Restricted Common Stock
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6/26/2019
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D(1)
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37500
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D
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$0
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0
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D
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Common Stock
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9/1/2019
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M(2)
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50000
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A
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$0
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139664
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D
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Common Stock
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6/26/2019
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F(3)
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3805
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D
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$1.73
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135859
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D
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Common Stock
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9/1/2019
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F(3)
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30697
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D
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$1.28
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105162
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D
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code (Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)
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8. Price of Derivative Security (Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Stock Units
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(4)
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9/1/2019
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M (2)
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50000
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9/1/2019
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11/25/2019
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Common Stock
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50000
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$0
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0
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D
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Explanation of Responses:
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(1)
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Shares forfeited upon the reporting person's resignation on August 26, 2019. Remaining 12,500 shares previously vested on June 26, 2019 and are included in the cumulative shares of issuer's common stock reported as beneficially owned by reporting person in this Form 4.
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(2)
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Shares issued to the reporting person upon the vesting of restricted stock units on September 1, 2019.
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(3)
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Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of shares.
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(4)
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Each Restricted Stock Unit represents the right to receive one share of issuer's common stock.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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von Jako Christopher Richard 7 CHARING CROSS LYNNFIELD, MA 01940
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Chief Executive Officer
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Former Chief Executive Officer
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Signatures
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/s/ Christopher R. von Jako, Ph.D.
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9/18/2019
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**Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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