Current Report Filing (8-k)
January 12 2022 - 6:02AM
Edgar (US Regulatory)
0001020710false00010207102022-01-112022-01-11
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (date of earliest event reported): January 11, 2022
Commission file number 0-21513
DXP Enterprises, Inc.
(Exact name of registrant as specified in its charter)
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Texas
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76-0509661
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(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification Number)
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5301 Hollister
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(713)
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996-4700
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Houston,
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Texas
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77040
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(Address of principal executive offices)
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(Registrant’s telephone number, including area code)
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_________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Exchange Act:
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Title of Each Class
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Trading Symbol
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Name of Exchange on which Registered
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Common Stock par value $0.01
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DXPE
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NASDAQ Global Select Market
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ⃞
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
DXP Enterprises is pleased to announce the appointment of Nick Little as Chief Operating Officer, effective January 7, 2022. Mr. Little began his career with DXP nearly twenty years ago as an application engineer. During his tenure, Nick has held various roles of increasing responsibility including outside sales, Director of Operations and more recently as the Regional Vice President of Sales and Operations. In his new role he will be responsible for the execution of the strategic direction of the company and oversee sales, operations and inventory management and procurement of the business. He holds a Bachelor of Business Administration in Finance from Baylor University.
Also effective January 7, 2022, Paz Maestas was appointed Chief Marketing Officer and Chief Technology Officer. Mr. Maestas, age 42, has been with DXP Enterprises, Inc. since 2002 and leads the Company’s e-commerce and Omni-Channel initiatives. In his 20 years with DXP, he has served in various roles and most recently as Vice President of Marketing and Vice President of Operations. He holds a Bachelor of Science in Computer Science from the University of Texas at Austin.
On January 11, 2022, the Company issued a press release announcing the appointment of Mr. Little and Mr. Maestas. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits:
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Exhibit
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Description
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Exhibit 99.1
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Exhibit 104
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Cover Page Interactive Data File (embedded within the Inline XBRL document).
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
DXP ENTERPRISES, INC.
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January 11, 2022
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By: /s/ Kent Yee
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Kent Yee
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Senior Vice President/Finance and Chief Financial Officer
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By: /s/ Gene Padgett
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Gene Padgett
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Senior Vice President/Chief Accounting Officer
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