Statement of Changes in Beneficial Ownership (4)
February 03 2021 - 5:17PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kulok Lisa |
2. Issuer Name and Ticker or Trading Symbol
COLUMBIA SPORTSWEAR CO
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COLM
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP Chief Supply Chain Officer |
(Last)
(First)
(Middle)
C/O COLUMBIA SPORTSWEAR COMPANY, 14375 NW SCIENCE PARK DR. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/1/2021 |
(Street)
PORTLAND, OR 97229
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/1/2021 | | M | | 308 | A | (1) | 1438 | D | |
Common Stock | 2/1/2021 | | F | | 117 (2) | D | $90.96 | 1321 | D | |
Common Stock | 2/1/2021 | | M | | 242 | A | (1) | 1563 | D | |
Common Stock | 2/1/2021 | | F | | 92 (2) | D | $90.96 | 1471 | D | |
Common Stock | 2/1/2021 | | M | | 265 | A | (1) | 1736 | D | |
Common Stock | 2/1/2021 | | F | | 101 (2) | D | $90.96 | 1635 | D | |
Common Stock | 2/1/2021 | | M | | 246 | A | (1) | 1881 | D | |
Common Stock | 2/1/2021 | | F | | 93 (2) | D | $90.96 | 1788 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | 2/1/2021 | | M | | | 308 | (3) | (7) | Common Stock | 308 | $0 | 0 | D | |
Restricted Stock Units | (1) | 2/1/2021 | | M | | | 242 | (4) | (7) | Common Stock | 242 | $0 | 241 | D | |
Restricted Stock Units | (1) | 2/1/2021 | | M | | | 265 | (5) | (7) | Common Stock | 265 | $0 | 529 | D | |
Restricted Stock Units | (1) | 2/1/2021 | | M | | | 246 | (6) | (7) | Common Stock | 246 | $0 | 736 | D | |
Explanation of Responses: |
(1) | Each restricted stock unit represents a right to receive one share of COLM common stock. |
(2) | Shares surrendered to the Company as payment to satisfy tax withholding obligation in connection with the vesting of the restricted stock units. |
(3) | On 1/26/17 the reporting person was granted 1,234 restricted stock units, 25% of the restricted stock units vested annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Initial Vest Date"), and (b) on each of the three subsequent anniversaries of the Initial Vest Date. Vested shares were delivered to the reporting person on the designated vest dates. |
(4) | On 1/25/18 the reporting person was granted 967 restricted stock units, 25% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Initial Vest Date"), and (b) on each of the three subsequent anniversaries of the Initial Vest Date. Vested shares will be delivered to the reporting person on the designated vest dates. |
(5) | On 1/24/19 the reporting person was granted 1,059 restricted stock units, 25% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Initial Vest Date"), and (b) on each of the three subsequent anniversaries of the Initial Vest Date. Vested shares will be delivered to the reporting person on the designated vest dates. |
(6) | On 1/23/20 the reporting person was granted 982 restricted stock units, 25% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Initial Vest Date"), and (b) on each of the three subsequent anniversaries of the Initial Vest Date. Vested shares will be delivered to the reporting person on the designated vest dates. |
(7) | N/A |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kulok Lisa C/O COLUMBIA SPORTSWEAR COMPANY 14375 NW SCIENCE PARK DR. PORTLAND, OR 97229 |
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| EVP Chief Supply Chain Officer |
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Signatures
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Peter J. Bragdon, Attorney-in-Fact | | 2/3/2021 |
**Signature of Reporting Person | Date |
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