FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

ZYNGIER ALEXANDRE

2. Date of Event Requiring Statement (MM/DD/YYYY)
9/4/2018 

3. Issuer Name and Ticker or Trading Symbol

AUDIOEYE INC [AEYE]

(Last)        (First)        (Middle)

286 MADISON AVE, 8TH FLOOR

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                            _____ 10% Owner
_____ Officer (give title below)          _____ Other (specify below)

(Street)

NEW YORK, NY 10017       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   18200   D    
Common Stock   50046   I   Equity Trust Custodian, FBO Alexandre Zyngier IRA   (1)
Common Stock   10400   I   HZ Investments Family LP   (2)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (right to buy)     (3) 10/23/2020   Common Stock   30000   $1.025   D    
Stock Options (right to buy)     (4) 5/12/2021   Common Stock   28000   $4.425   D    
Stock Options (right to buy)     (4) 5/12/2021   Common Stock   12000   $4.425   D    
Warrants (right to buy)   10/16/2015   10/16/2020   Common Stock   40000   $2.50   I   Equity Trust Custodian, FBO Alexandre Zyngier IRA   (1)
Warrants (right to buy)   10/25/2013   10/25/2018   Common Stock   4000   $8.75   I   Research Agency, Inc.   (5)

Explanation of Responses:
(1)  Mr. Zyngier is deemed the beneficial owner of Equity Trust Custodian, FBO Alexandre Zyngier IRA.
(2)  Mr. Zyngier is deemed the beneficial owner of HZ Investments Family LP.
(3)  The stock options vest as follows: 50% immediate and 12.5% per quarter.
(4)  The stock options vest as follows: 50% immediate; 50% quarterly over succeeding 12 months.
(5)  Mr. Zyngier is deemed the beneficial owner of Research Agency, Inc.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
ZYNGIER ALEXANDRE
286 MADISON AVE, 8TH FLOOR
NEW YORK, NY 10017
X



Signatures
/s/ Alexandre Zyngier 9/4/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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