Initial Statement of Beneficial Ownership (3)
September 26 2019 - 4:24PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Xue Bing |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/18/2019
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3. Issuer Name and Ticker or Trading Symbol
ALPHA & OMEGA SEMICONDUCTOR Ltd [AOSL]
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(Last)
(First)
(Middle)
475 OAKMEAD PKWY |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Senior VP of Global Sales / |
(Street)
SUNNYVALE, CA 94085
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Share | 48705 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Share Option (right to buy) | (2) | 4/27/2020 | Common Share | 10888.0 | $18.0 | D | |
Employee Share Option (right to buy) | (2) | 4/27/2020 | Common Shares | 4112.0 | $18.0 | D | |
Employee Share Option (right to buy) | (2) | 4/14/2021 | Common Shares | 5814.0 | $12.91 | D | |
Explanation of Responses: |
(1) | Includes an aggregate of 20,656 common shares held by reporting person and an aggregate of 28,049 shares subject to restricted share units (RSU) awards granted on March 15, 2016, March 15, 2017, March 15, 2018, and March 15, 2019, which will be issued as such units vest in accordance with their terms. |
(2) | The option is fully vested and immediately exercisable for all option shares. |
Remarks: Exhibit list: Exhibit 24 POA |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Xue Bing 475 OAKMEAD PKWY SUNNYVALE, CA 94085 |
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| Senior VP of Global Sales |
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Signatures
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/s/ Yanbing Hong, attorney-in-fact for Bing Xue | | 9/26/2019 |
**Signature of Reporting Person | Date |
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