Current Report Filing (8-k)
October 13 2017 - 12:42PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
October
6, 2017
THE ALKALINE WATER COMPANY
INC.
Exact name of registrant as specified in its
charter)
Nevada
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000-55096
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EIN 99-0367049
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(State or other jurisdiction
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(Commission
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(IRS Employer
|
of incorporation)
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File Number)
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Identification No.)
|
7730 E Greenway Road Ste. 203
Scottsdale, AZ
85260
(Address of principal executive offices and Zip
Code)
Registrants telephone number, including area code:
(480)
656-2423
Not Applicable
(Former name or former
address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
[ ] Written communications pursuant to Rule 425
under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a -12)
[ ] Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
[ ] Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b -2
of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act. [ ]
Item 5.02 Departure of Directors or Certain Officers;
Election of Directors; Appointment of Certain Officers; Compensatory
Arrangements of Certain Officers.
On October 6, 2017, our legal counsel received a letter of
resignation from the legal counsel of Steven Nickolas notifying the resignation
of Mr. Nickolas from our board of directors effective immediately. The letter
stated that recent management decisions have made it clear to Mr. Nickolas that
our company and its management will continue to operate the companys business
as they see fit and ignore Mr. Nickolass constructive feedback and input. A
copy of Mr. Nickolass letter is attached to this current report on Form 8-K as
Exhibit 17.1.
We believe that Mr. Nickolas resigned because our board of
directors decided not to nominate him for re-election at the next annual meeting
of our stockholders.
Our management disagrees with Mr. Nickolas contentions.
Pursuant to Item 5.02(a)(3) of Form 8-K, this current report on Form 8-K has
been provided to Mr. Nickolas. We intend to file any letter provided by Mr.
Nickolas in relation thereto by amendment to this current report on Form 8-K
within two business days after we receive it.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
THE ALKALINE WATER COMPANY INC.
/s/ Richard A.
Wright
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Richard A. Wright
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President, Chief Executive Officer and Director
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October 13, 2017
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