Current Report Filing (8-k)
December 14 2017 - 8:02AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) December 11, 2017
Air T, Inc.
(Exact Name
of Registrant as Specified in its Charter)
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Delaware
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001-35476
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52-1206400
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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5930 Balsom Ridge Drive
Denver, North Carolina 28037
(Address of Principal Executive Offices)
(Zip Code)
(828)
464-8741
(Registrants Telephone Number, Including Area Code)
Not Applicable
(Former
name or former address, if changed from last report)
Check the appropriate box below
if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction A.2. below):
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☐
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Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4c))
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Indicate by check mark whether the registrant is an emerging growth company as defined
in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this
chapter).
Emerging growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.07
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Submission of Matters to a Vote of Security Holders
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(a) Air T, Inc. (the
Company) held its 2017 annual meeting of stockholders on December 11, 2017.
(b) At the annual meeting:
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Seth G. Barkett, Raymond E. Cabillot, William R. Foudray, Gary S. Kohler, Peter McClung, John A. Reeves, Andrew J. Stumpf, Nicholas J. Swenson and Travis Swenson were elected as directors;
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the stockholders approved a resolution approving, on an advisory basis, the compensation paid to the Companys named executive officers as disclosed in the Companys proxy statement for the annual meeting; and
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the stockholders approved a resolution ratifying the appointment of BDO USA, LLP as the Companys independent registered public accounting firm for the fiscal year ending March 31, 2018.
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The tabulation of votes with respect to each of these matters is set forth below:
Election of Directors
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Director Nominee
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Votes For
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Votes Withheld
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Broker
Non-votes
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Seth G. Barkett
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1,460,393
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20,001
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460,437
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Raymond E. Cabillot
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1,460,958
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19,436
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460,437
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William R. Foudray
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1,460,793
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19,601
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460,437
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Gary S. Kohler
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1,460,358
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20,036
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460,437
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Peter McClung
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1,463,293
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17,101
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460,437
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John A. Reeves
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1,460,993
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19,401
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460,437
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Andrew J. Stumpf
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1,441,958
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38,436
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460,437
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Nicholas J. Swenson
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1,463,258
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17,136
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460,437
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Travis Swenson
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1,460,993
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19,401
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460,437
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Advisory Vote on Executive Compensation
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Votes For
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Votes Against
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Votes Abstained
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Broker Non-votes
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1,469,837
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7,706
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2,850
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460,438
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Ratification of Appointment of Independent Registered Public Accounting Firm
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Votes For
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Votes Against
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Votes Abstained
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1,911,770
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23,308
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5,753
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There were no broker
non-votes
with respect to the ratification of the
independent registered public accounting firm.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: December 14, 2017
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AIR T, INC.
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By:
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/s/ Candice L. Otey
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Candice L. Otey, Vice President-Finance,
Chief Financial Officer,
Secretary and Treasurer
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3
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