Statement of Changes in Beneficial Ownership (4)
February 04 2020 - 4:34PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Rowling Robert B. |
2. Issuer Name and Ticker or Trading Symbol
NORTHERN OIL & GAS, INC.
[
NOG
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
4001 MAPLE AVE, SUITE 600 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/31/2020 |
(Street)
DALLAS, TX 75219
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock, $0.001 par value per share | 1/31/2020 | | P | | 58000 | A | $1.6999 (1) | 80129101 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The price reported is the weighted average price. The shares were purchased in multiple transactions by TTBR Investments LLC and TRBRJR Investments LLC at prices ranging from $1.6950 to $1.7000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. |
(2) | 63,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 9,947,921of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, 1,711,000 of the reported securities are owned directly by TTBR Investments LLC and 1,711,000 of the reported securities are owned directly by TRBRJR Investments LLC. Robert B. Rowling controls all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and being trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Rowling Robert B. 4001 MAPLE AVE, SUITE 600 DALLAS, TX 75219 |
| X |
|
|
TRT Holdings Inc 4001 MAPLE AVE, SUITE 600 DALLAS, TX 75219 |
| X |
|
|
Cresta Investments, LLC 4001 MAPLE AVE, SUITE 600 DALLAS, TX 75219 |
| X |
|
|
TTBR Investments LLC 4001 MAPLE AVE, SUITE 600 DALLAS, TX 75219 |
| X |
|
|
TRBRJR Investments LLC 4001 MAPLE AVE, SUITE 600 DALLAS, TX 75219 |
| X |
|
|
Signatures
|
/s/ Robert B. Rowling | | 1/31/2020 |
**Signature of Reporting Person | Date |
/s/ Paul A. Jorge, Senior Vice President, on behalf of TRT Holdings, Inc. | | 1/31/2020 |
**Signature of Reporting Person | Date |
/s/ Paul A. Jorge, Secretary, on behalf of Cresta Investments, LLC | | 1/31/2020 |
**Signature of Reporting Person | Date |
/s/ Paul A. Jorge, Vice President, on behalf of Cresta Greenwood, LLC | | 1/31/2020 |
**Signature of Reporting Person | Date |
/s/ Paul A. Jorge, Vice President, on behalf of TTBR Investments LLC | | 1/31/2020 |
**Signature of Reporting Person | Date |
/s/ Paul A. Jorge, Vice President, on behalf of TRBRJR Investments LLC | | 1/31/2020 |
**Signature of Reporting Person | Date |
Northern Oil and Gas (AMEX:NOG)
Historical Stock Chart
From Aug 2024 to Sep 2024
Northern Oil and Gas (AMEX:NOG)
Historical Stock Chart
From Sep 2023 to Sep 2024