Current Report Filing (8-k)
February 03 2017 - 4:33PM
Edgar (US Regulatory)
United
States Securities And Exchange Commission
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
February 2, 2017
ISORAY, INC.
(Exact name of registrant as specified in
its charter)
Minnesota
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001-33407
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41-1458152
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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350 Hills Street, Suite 106, Richland,
Washington 99354
(Address of principal executive offices)
(Zip Code)
(509) 375-1202
(Registrant’s telephone number)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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ITEM 1.01
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Entry into a Material Definitive Agreement
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The information set
forth under Item 3.03 of this Current Report on Form 8-K is incorporated into this Item 1.01 by reference.
ITEM 3.03
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Material Modification to Rights of Security Holders
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On February 2, 2017,
the Board of Directors of IsoRay, Inc. (the “Company”) resolved to amend the Share Rights Agreement (the “Rights
Agreement”), dated as of February 1, 2007, between the Company and Computershare Trust Company, N.A., as Rights Agent (“Computershare”),
in order to extend the expiration date of the Rights Agreement. Thereafter, on February 2, 2017, the Company and Computershare
entered into the Amendment to the Share Rights Agreement (the “Amendment”) to amend the definition of “Expiration
Time” to the earliest of 5:00 p.m., Richland, Washington time, on February 16, 2027, and the date on which the Rights are
redeemed or exchanged pursuant to the terms and conditions of the Rights Agreement.
The foregoing summary
of the Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Amendment.
A copy of the Amendment is attached hereto as Exhibit 4.1 and is incorporated herein by reference.
ITEM 9.01
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Financial Statements and Exhibits
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4.1
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Amendment, dated as of February 2, 2017, to the Share Rights Agreement, dated as of February 1, 2007, between IsoRay, Inc. and Computershare Trust Company, N.A., as Rights Agent.
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SIGNATURES
In accordance with
the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned, hereunto duly authorized.
Dated: February 3, 2017
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IsoRay, Inc., a Minnesota corporation
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By:
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/s/ Thomas C. LaVoy
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Thomas C. LaVoy, CEO
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