Annual Statement of Changes in Beneficial Ownership (5)
February 12 2021 - 8:31AM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MOXLEY JAMES R III | 2. Issuer Name and Ticker or Trading SymbolFULTON FINANCIAL CORP [FULT] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O FULTON FINANCIAL CORPORATION, P.O. BOX 4887, ONE PENN SQUARE | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2020 |
(Street)
LANCASTER, PA 17604
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
$2.50 par value Common Stock | 7/15/2020 | | J | 331.9219 (1) | A | $10.11 | 61093.3797 | D | |
$2.50 par value Common Stock | 7/15/2020 | | J | 4.5099 (1) | A | $10.11 | 17424.9574 | I | By Children |
$2.50 par value Common Stock | 7/15/2020 | | J | 0.3066 | A | $10.11 | 1162.7286 | I | By Spouse |
$2.50 par value Common Stock | 7/17/2020 | | J | 442.6752 (1) | A | $10.26 | 61536.0549 | D | |
$2.50 par value Common Stock | 7/17/2020 | | J | 218.2449 (1) | A | $10.17 | 17643.2023 | I | By Children |
$2.50 par value Common Stock | 7/17/2020 | | J | 14.5497 (1) | A | $10.17 | 1177.2783 | I | By Spouse |
$2.50 par value Common Stock | 10/15/2020 | | J | 338.8714 (1) | A | $10.03 | 61874.9263 | D | |
$2.50 par value Common Stock | 10/15/2020 | | J | 4.5252 (1) | A | $10.03 | 17647.7275 | I | By Children |
$2.50 par value Common Stock | 10/15/2020 | | J | 0.3131 (1) | A | $10.03 | 1177.5914 | I | By Spouse |
$2.50 par value Common Stock | 10/19/2020 | | J | 451.7867 (1) | A | $10.18 | 62326.713 | D | |
$2.50 par value Common Stock | 10/19/2020 | | J | 222.5643 (1) | A | $10.10 | 17870.2918 | I | By Children |
$2.50 par value Common Stock | 10/19/2020 | | J | 14.8376 (1) | A | $10.10 | 1192.429 | I | By Spouse |
$2.50 par value Common Stock | 12/17/2020 | | J | 80.621 (1) | A | $13.14 | 62407.334 | D | |
$2.50 par value Common Stock | 12/17/2020 | | J | 1.0852 (1) | A | $13.14 | 17871.377 | I | By Children |
$2.50 par value Common Stock | 12/17/2020 | | J | 0.0746 (1) | A | $13.14 | 1192.5036 | I | By Spouse |
$2.50 par value Common Stock | 12/21/2020 | | J | 110.2328 (1) | A | $13.01 | 62517.5668 | D | |
$2.50 par value Common Stock | 12/21/2020 | | J | 54.0138 (1) | A | $12.97 | 17925.3908 | I | By Children |
$2.50 par value Common Stock | 12/21/2020 | | J | 3.6006 (1) | A | $12.97 | 1196.1042 | I | By Spouse |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Reinvestment of dividends. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MOXLEY JAMES R III C/O FULTON FINANCIAL CORPORATION P.O. BOX 4887, ONE PENN SQUARE LANCASTER, PA 17604 | X |
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Signatures
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John R. Merva, Attorney-in-Fact | | 2/12/2021 |
**Signature of Reporting Person | Date |
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