Statement of Changes in Beneficial Ownership (4)
December 30 2020 - 4:44PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BARTOK DANIEL C |
2. Issuer Name and Ticker or Trading Symbol
Forestar Group Inc.
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FOR
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
(Last)
(First)
(Middle)
2221 E. LAMAR BLVD., SUITE 790 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/29/2020 |
(Street)
ARLINGTON, TX 76006
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/29/2020 | | M | | 4000 | A | $0 (1) | 21987 | D | |
Common Stock | 12/29/2020 | | F(2) | | 1284 | D | $20.61 | 20703 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit | (1) | 12/29/2020 | | M | | | 4000 | (3) | (3) | Common Stock | 4000 | $0 | 0 | D | |
Explanation of Responses: |
(1) | Each restricted stock unit converts into one share of FOR common stock. |
(2) | These shares were surrendered to issuer to cover tax obligations of the 4,000 shares of FOR common stock issued upon the vesting of the restricted stock units awarded May 11, 2018. |
(3) | On May 11, 2018, the reporting person was granted 12,000 restricted stock units, vesting in three annual installments beginning on December 29, 2018. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BARTOK DANIEL C 2221 E. LAMAR BLVD. SUITE 790 ARLINGTON, TX 76006 |
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| Chief Executive Officer |
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Signatures
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Daniel C. Bartok | | 12/30/2020 |
**Signature of Reporting Person | Date |
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