Current Report Filing (8-k)
February 21 2020 - 1:02PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported): February
19, 2020
Red Cat Holdings, Inc.
(Exact name of registrant as specified in charter)
Nevada
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000-31587
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86-0490034
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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1607 Ponce de Leon Ave, Suite 407
San Juan, PR
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00909
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (833)
373-3228
N/A
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(Former name or former address, if changed since last report)
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Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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None
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N/A
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N/A
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company ☐
If an emerging growth company, indicate by
check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Section 4 – Matters Related to Accountants and Financial
Statements
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Item 4.01(b)
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Changes in Registrant’s Certifying Accountant.
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Effective as of February 19, 2020, Red Cat
Holdings, Inc., a Nevada corporation (the “Company”), engaged BF Borgers PC CPA (“BF Borgers”) as the Company’s
independent registered public accounting firm. The engagement of BF Borgers was approved by the Company’s Board of Directors.
During the Company’s two most recent
fiscal years, and through February 19, 2020, neither the Company, nor anyone on its behalf, has consulted with BF Borgers regarding
either (a) the application of accounting principles to a specified transaction, either completed or proposed, or the type of audit
opinion that might be rendered on our financial statements, and neither a written report was provided nor oral advice was provided
to the Company that BF Borgers concluded was an important factor considered by the Company in reaching a decision as to the accounting,
auditing or financial reporting issue, or (b) any matter that was either the subject of a disagreement (as defined in paragraph
304(a)(1)(iv) of Regulation S-K and the related instructions thereto) or a reportable event (as described in paragraph 304(a)(1)(v))
of Regulation S-K).
BF Borgers has also been engaged to audit the financial statements
of the Company’s subsidiary, Rotor Riot, LLC, which was acquired by the Company on January 23, 2020.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
thereunto duly authorized.
Date: February 21, 2020
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RED CAT HOLDINGS, INC.
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By:
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/s/ Jeffrey Thompson
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Jeffrey Thompson
President and Chief Executive Officer
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