Current Report Filing (8-k)
October 12 2018 - 4:08PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): October 12, 2018
BROADCOM INC.
(Exact
Name of Registrant as Specified in Charter)
|
|
|
|
|
Delaware
|
|
001-38449
|
|
35-2617337
|
(State or other jurisdiction of incorporation)
|
|
(Commission File Number)
|
|
(IRS Employer Identification No.)
|
|
|
1320 Ridder Park Drive, San Jose, California
|
|
95131
|
(Address of principal executive offices)
|
|
(Zip Code)
|
(408)
433-8000
(Registrants telephone number, including area code)
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17
CFR
240.14a-12)
|
☐
|
Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
|
☐
|
Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this
chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§ 240.12b-2
of this chapter).
Emerging growth company ☐
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
On October 12, 2018, Broadcom Inc. (Broadcom) and CA, Inc. (CA) obtained clearance under the antitrust laws of the
European Union with respect to Broadcoms pending acquisition of CA, which was the last regulatory approval required to consummate the acquisition. Clearance of the transaction under the antitrust laws of Japan was obtained on October 2,
2018. Broadcom expects the acquisition of CA to be completed on November 5, 2018, the first day of its 2019 fiscal year.
Cautionary Note
Regarding Forward-Looking Statements
This Form
8-K
contains forward-looking statements
(including within the meaning of Section 21E of the United States Securities Exchange Act of 1934, as amended, and Section 27A of the United States Securities Act of 1933, as amended) concerning Broadcom and CA. These statements include,
but are not limited to, statements regarding the expected completion and timing of the proposed transaction. These forward-looking statements are based on current expectations and beliefs of the management of Broadcom and CA (as the case may be), as
well as assumptions made by, and information currently available to, such management, current market trends and market conditions and involve risks and uncertainties, many of which are outside of each companys and their managements
control, and which may cause actual results to differ materially from those contained in forward-looking statements. Accordingly, you should not place undue reliance on such statements.
Those risks, uncertainties and assumptions include: the risk that the proposed transaction may not be completed in a timely manner or at
all, which may adversely affect Broadcoms and CAs business and the price of the common stock of Broadcom and CA; the failure to satisfy any of the remaining conditions to the consummation of the proposed transaction; and other risks
described in CAs filings and Broadcoms and its predecessors filings with the United States Securities and Exchange Commission, such as Quarterly Reports on
Form 10-Q and
Annual
Reports on
Form 10-K.
Forward-looking statements speak only as of the date of this
communication. Neither Broadcom nor CA undertake any intent or obligation to publicly update or revise any of the forward-looking statements made in this Form
8-K,
whether as a result of new information,
future events or otherwise, except as required by law.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, hereunto duly authorized.
|
|
|
|
|
|
|
|
|
|
|
|
|
BROADCOM INC.
|
|
|
|
|
Date: October 12, 2018
|
|
|
|
By:
|
|
/s/ Thomas H. Krause, Jr.
|
|
|
|
|
|
|
Name:
|
|
Thomas H. Krause, Jr.
|
|
|
|
|
|
|
Title:
|
|
Chief Financial Officer
|
Broadcom (NASDAQ:AVGO)
Historical Stock Chart
From Aug 2024 to Sep 2024
Broadcom (NASDAQ:AVGO)
Historical Stock Chart
From Sep 2023 to Sep 2024