Current Report Filing (8-k)
October 05 2018 - 6:16AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
____________________________________________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
___________________________________________________________________
Date of Report (Date of earliest event reported):
October 2, 2018
DPW HOLDINGS,
INC.
(Exact name of registrant as specified in
its charter)
Delaware
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001-12711
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94-1721931
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(State or other jurisdiction of
incorporation or organization)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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201 Shipyard Way, Newport CA 92663
(Address of principal executive offices)
(Zip Code)
(510) 657-2635
(Registrant's telephone number, including
area code)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 1.01 Entry into a Material Definitive Agreement.
On October 2, 2018, Digital Power Lending, LLC (“DPL”),
a wholly-owned subsidiary of DPW Holdings, Inc. (the “Company”), entered into Amendment No. 4 (the “Purchase
Agreement Amendment”) to the securities purchase agreement, dated May 23, 2018, as amended by Amendment No. 1 thereto dated
June 28, 2018, Amendment No. 2 thereto dated July 30, 2018, and Amendment No. 3 thereto, dated August 31, 2018 (as amended, the
“Purchase Agreement”), among DPL, I.AM INC. (“I.AM”), David J. Krause and Deborah J. Krause (collectively
with David J. Krause, the “I.AM Stockholders”). Pursuant to the Purchase Agreement Amendment, the deadline for the
parties to enter into a management agreement between I.AM and a separate management company formed and operated by the I.AM Stockholders
was extended to October 12, 2018.
The foregoing description of the Purchase
Agreement Amendment is not complete and is qualified in its entirety by reference to the full text of such agreement filed as
an exhibit to this Form 8-K.
Item 9.01 Exhibits and Financial
Statements.
(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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DPW HOLDINGS, INC.
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Dated: October 5, 2018
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/s/ William Horne
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William Horne
Chief Financial Officer
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