FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Williams William Jerryl

2. Date of Event Requiring Statement (MM/DD/YYYY)
11/29/2017 

3. Issuer Name and Ticker or Trading Symbol

AMERIPRISE FINANCIAL INC [AMP]

(Last)        (First)        (Middle)

GENERAL COUNSEL'S OFFICE, 1098 AMERIPRISE FINANCIAL CENTER

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
EVP, AMP Franchise Group /

(Street)

MINNEAPOLIS, MN 55474       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   11450   D    
Common Stock   48.43   (1) I   By 401(k) Plan  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy)     (2) 2/5/2023   Common Stock   8851   $65.31   D    
Employee Stock Option (right to buy)     (2) 2/7/2024   Common Stock   7379   $107.61   D    
Employee Stock Option (right to buy)     (3) 2/2/2025   Common Stock   7961   $128.76   D    
Employee Stock Option (right to buy)     (4) 2/1/2026   Common Stock   20239   $87.79   D    
Employee Stock Option (right to buy)     (5) 2/6/2027   Common Stock   12703   $123.37   D    
Phantom Stock     (6)   (6) Common Stock   13670.3468     (7) D    

Explanation of Responses:
(1)  Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of November 29, 2017. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
(2)  Fully vested.
(3)  One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2015.
(4)  One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2016.
(5)  One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017.
(6)  Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.
(7)  Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Williams William Jerryl
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS, MN 55474


EVP, AMP Franchise Group

Signatures
/s/ Thomas R. Moore for William Jerryl Williams 12/11/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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