Current Report Filing (8-k)
August 11 2017 - 4:14PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): August 11, 2017
POLARITYTE,
INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
000-51128
|
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06-1529524
|
(State
or other jurisdiction
of
incorporation)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
|
615
Arapeen Drive
Salt
Lake City, UT 84108
(Address
of principal executive offices and zip code)
Registrant’s
telephone number, including area code:
(732) 225-8910
Please
send copies of all communications to:
Harvey
J. Kesner, Esq.
Sichenzia
Ross Ference Kesner LLP
61
Broadway, 32nd Floor
New
York, New York 10006
Telephone:
(212) 930-9700
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics
.
On
August 11, 2017, the Board of Directors of PolarityTE, Inc. (the “Company”) adopted an amended and restated Code of
Conduct and Business Ethics. The Code of Conduct and Business Ethics was updated to improve language, appearance and style, including
the use of defined terms, all of which are designed to enhance readers’ understanding of its provisions. The Code of Conduct
and Business Ethics was also amended to remove language that the Company considered to be dated or duplicative and unnecessary.
The amendment took effect upon adoption by the Board of Directors and did not result in any waiver, explicit or implicit, of any
provision of the Company’s previous Code of Conduct and Business Ethics.
The
updated Code of Conduct and Business Ethics will be made available on the Company’s website at www.polarityte.com on the
“Governance” page in the “Investors” section as soon as practicable.
The
foregoing description of the amendments to the Code of Conduct and Business Ethics does not purport to be complete and is qualified
in its entirety by reference to Code of Business Conduct and Ethics of the Company, attached as Exhibit 14.1 hereto and incorporated
herein by reference.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits.
The
exhibits listed in the following Exhibit Index are filed as part of this Current Report on Form 8-K.
Exhibit
No.
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Description
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14.1
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PolarityTE,
Inc. Code of Conduct and Business Ethics dated August 2017
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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POLARITYTE,
INC.
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Dated:
August 11, 2017
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/s/
John Stetson
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John
Stetson
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Chief
Financial Officer
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