Current Report Filing (8-k)
July 06 2017 - 2:21PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
July
6, 2017 (July 5, 2017)
Commission
File #:
000-53723
TAURIGA
SCIENCES, INC.
(Exact
name of registrant as specified in its charter)
Florida
(State
or other jurisdiction of incorporation)
30-0791746
(IRS
Employer Identification Number)
39
Old Ridgebury Road
Danbury,
CT 06180
(Address
of principal executive office)
Tel:
(917) 796-9926
(Registrant’s
telephone number)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant
under any of the following provisions:
[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
ITEM
5.02 – DEPARTURE OF DIRECTORS OR PRINCIPAL OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF PRINCIPAL OFFICERS.
Effective
as of July 5, 2017, the Board of Directors of Tauriga Sciences, Inc. (the “Company”) appointed Kevin P. Lacey to serve
as the Company’s Chief Financial Officer.
Mr.
Lacey, 48, is an experienced finance professional with over twenty years’ experience in working with small and large companies
leading financial teams, implementing and converting accounting systems, designing and implementing controls as well as vast experience
in preparing financial statements, budgeting and financial analysis. Over the past five years, Mr. Lacey, as head or Mariner Consulting
Group Inc., has worked with numerous small reporting public companies in financials statement preparation and consulting as well
as assisting many small private companies with accounting system design and implementation along with business development consulting.
Mr. Lacey is a Certified Public Accountant (CPA) as registered with the State of Florida. He holds a Masters in Business Administration
(MBA) from the University of Central Florida (1999) as well as a Bachelors in the Science of Accounting from Webber International
University (1993). Mr. Lacey is also a U.S. Military Veteran, serving in the U.S. Army from 1987 to 1989. He was honorably discharged
in 1989.
Family
Relationships
There
are no family relationships between any of the Company’s directors or officers and Mr. Lacey.
Related
Party Transactions
There
are no related party transactions with respect to Mr. Lacey reportable under Item 5.02 of Form 8-K and Item 404(a) of Regulation
S-K.
Compensatory
Arrangements
In
consideration for his services as Chief Financial Officer, the Company has agreed to grant Mr. Lacey a one-time issuance of 20,000,000
shares of its common stock. All such shares shall be “restricted securities” as defined by the Securities Act of 1933,
as amended. The Company will also pay Mr. Lacey (i) $2,000 per month in cash as well as (ii) $5,000 in cash for each Form 10-Q
and $7,500 in cash for each Form 10-K he assists in preparing.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
July 6, 2017
|
TAURIGA
SCIENCES, INC.
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|
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|
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By:
|
/s/
Seth M. Shaw
|
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Seth
M. Shaw
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Chief
Executive Officer
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