Current Report Filing (8-k)
June 14 2017 - 3:18PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
The
Securities Exchange Act of 1934
June
14, 2017
Date
of Report
(Date of earliest event reported)
SOCKET
MOBILE, INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-13810
|
|
94-3155066
|
(State
or other jurisdiction of incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer
Identification No.)
|
39700
Eureka Drive
Newark,
CA 94560
(Address
of principal executive offices, including zip code)
(510)
933-3000
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[
] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[
] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[
] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[
] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item
5.07 Submission of Matters to a Vote of Security Holders
On
June 14, 2017, Socket Mobile, Inc. (the “Company”) held its Annual Meeting of Stockholders at 10:30 a.m. at the Company’s
headquarters at 39700 Eureka Drive, Newark, California 94560 for the following purposes:
Item
1 To elect six directors to serve until their respective successors are elected;
Item
2 Advisory vote on executive compensation policies and practices as described in the annual meeting proxy;
Item
3 To ratify the appointment of Sadler, Gibb & Associates LLC as independent registered public accountants of the Company for
the fiscal year ending December 31, 2017.
Only
stockholders of record at the close of business on April 17, 2017 were entitled to notice of and to vote at the meeting. At the
Record Date, 5,959,915 shares of Common Stock were issued and outstanding and each share of Common Stock was entitled to one vote.
The Company had no other class of voting securities outstanding and entitled to vote at the meeting. A total of 4,891,280 shares
or 82.07% of total shares outstanding were voted representing a quorum of stockholders entitled to vote at the meeting for the
transaction of business.
RESULTS
OF THE STOCKHOLDER VOTE:
Item
1 Election of Directors
Name
|
Votes
For
|
Votes
Withheld
|
Outcome
|
1.
Charlie Bass
|
1,466,748
|
517,399
|
Elected
|
2.
Kevin J. Mills
|
1,464,718
|
519,429
|
Elected
|
3.
David W. Dunlap
|
1,467,148
|
516,999
|
Elected
|
4.
Nelson C. Chan
|
1,802,448
|
181,699
|
Elected
|
5.
Brenton Earl MacDonald
|
1,795,558
|
188,589
|
Elected
|
6.
Bill Parnell
|
1,802,440
|
181,707
|
Elected
|
Item
2. Advisory vote on executive compensation policies as described in the annual meeting proxy
Votes
For
|
Votes
Against
|
Outcome
|
1,743,482
|
234,516
|
Approved
with an affirmative vote of 88.1%
|
Item
3. Ratification of Sadler, Gibb & Associates LLC as Independent Public Accountants for Fiscal Year 2017
Votes
For
|
Votes
Against
|
Votes
Abstained
|
Outcome
|
4,841,517
|
47,794
|
1,969
|
Approved
with an affirmative vote of 99.0% of votes cast
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
|
SOCKET MOBILE,
INC.
|
|
|
|
|
|
|
Date: June 14, 2017
|
|
By:
|
/s/
David W. Dunlap
|
|
|
Name: David W. Dunlap
|
|
|
Vice President, Finance and Administration
and Chief Financial Officer
|
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