Current Report Filing (8-k)
June 12 2017 - 5:06PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
June 12, 2017
CHANTICLEER
HOLDINGS, INC.
(Exact
name of registrant as specified in its charter)
Delaware
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000-29507
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20-2932652
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(State
or other jurisdiction
of
incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification
No.)
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7621
Little Avenue, Suite 414
Charlotte,
North Carolina 28226
(Address
of principal executive offices)
Registrant’s
telephone number, including area code:
(704) 366-5122
N/A
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item
8.01 Other Events
As
previously reported, Chanticleer Holdings, Inc., a Delaware corporation (“we” or “us”) received a delisting
determination from Nasdaq on February 14, 2017. We appealed the determination to a hearings panel, which panel extended the deadline
for us to regain compliance with Listing Rule 5550(a)(2) to June 16, 2017. During this period, we effected a one-for-ten reverse
stock split of our common stock, implementing our plan to regain compliance.
On
June 12, 2017, we received notification from Nasdaq that we regained compliance with the minimum bid price rule and we are in
compliance with other applicable requirements required for listing on The Nasdaq Stock Market. Accordingly, our securities
will continue to be listed on The Nasdaq Stock Market, and the hearings panel is closing the matter related to the February 14,
2017 delisting determination.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned duly authorized.
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Chanticleer
Holdings, Inc.,
a
Delaware corporation
(Registrant)
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Date:
June 12, 2017
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By:
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/s/
Michael D. Pruitt
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Name:
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Michael
D. Pruitt
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Title:
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Chief
Executive Officer
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