Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
May 16 2017 - 5:07PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 12b-25
Commission File Number:
001-32979
CUSIP Number: 885807206
NOTIFICATION OF LATE FILING
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(Check One)
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☐ Form 10-K ☐ Form 20-F ☐ Form
11-K ☒ Form 10-Q
☐ Form 10-D ☐ Form
N-SAR ☐ Form N-CSR
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For Period Ended: March
31, 2017
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☐ Transition Report on Form 10-K
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☐ Transition Report on Form 20-F
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☐ Transition Report on Form 11-K
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☐ Transition Report on Form 10-Q
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☐ Transition Report on Form N-SAR
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☐ For the Transition Period Ended:
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Read Instruction (on back page) Before
Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information
contained herein.
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If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART I REGISTRANT
INFORMATION
Threshold Pharmaceuticals, Inc.
Full Name of Registrant
N/A
Former Name if
Applicable
3705 Haven Ave., Suite 120
Address of Principal Executive Office
(Street and Number)
Menlo Park, CA 94025
City, State and Zip Code
PART II RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or expense and the Registrant seeks relief pursuant to Rule
12b-25(b),
the following should be completed. (Check box if appropriate.)
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☒
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(a)
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The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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(b)
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The subject annual report, semi-annual report, transition report on Form
10-K,
Form
20-F,
Form
11-K,
Form
N-SAR
or Form
N-CSR,
or portion thereof, will be filed on or before the
fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form
10-Q,
or subject distribution report on Form
10-D,
or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
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(c)
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The accountants statement or other exhibit required by Rule
12b-25(c)
has been attached if applicable.
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PART III NARRATIVE
State below in
reasonable detail why the Forms
10-K,
20-F,
11-K,
10-Q,
10-D,
N-SAR,
N-CSR
or the transition report portion thereof could not be filed within the prescribed time period.
Due to connectivity issues with the Commissions EDGAR server, Threshold Pharmaceuticals, Inc. (the Company) was unable to file its Quarterly
Report on Form 10-Q for the period ended March 31, 2017 (the Quarterly Report) within the prescribed time period. Although the Quarterly Report was submitted by the Companys filing agent prior to 5:30 pm ET deadline on May 15,
2017, the submission was not accepted by the EDGAR system until after 5:30 pm ET.
The Company intends to submit a written request to the Commission to
adjust the filing date of the Quarterly Report to May 15, 2017, pursuant to Rule 13(b) of Regulation S-T. However, as a precautionary matter, the Company is submitting this Form 12b-25 to ensure that it remains timely in its periodic filings under
the Securities Exchange Act of 1934, as amended.
PART IV OTHER INFORMATION
(1)
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Name and telephone number of person to contact in regard to this notification
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Mark Hopkins
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650
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273-2122
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(Name)
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(Area Code)
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(Telephone Number)
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(2)
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Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period
that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). Yes ☒ No ☐
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(3)
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Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion
thereof? Yes ☐ No ☒
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If so, attach an
explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
Threshold Pharmaceuticals, Inc.
(Name of
Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
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Date:
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May 16, 2017
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By:
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/s/ Joel A. Fernandes
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Name:
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Joel A. Fernandes
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Title:
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Senior Vice President, Finance and Controller
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INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative.
The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the
representatives authority to sign on behalf of the registrant shall be filed with the form.
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ATTENTION
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C.
1001).
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