Report of Foreign Issuer (6-k)
May 09 2017 - 3:10PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
6-K
Report of
Foreign Private Issuer
Pursuant to Rule
13a-16
or
15d-16
under the Securities Exchange Act of 1934
May 9, 2017
Barclays PLC
(Name of Registrant)
1 Churchill
Place
London E14 5HP
England
(Address of
Principal Executive Offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form
20-F
or Form
40-F.
Form
20-F ☒
Form
40-F ☐
Indicate by
check mark whether the registrant is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(1): ☐
Indicate by check mark whether the registrant is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(7): ☐
THIS REPORT ON FORM
6-K
(EXCEPT FOR THE
EXPECTED ISSUE RATINGS SPECIFIED IN THE PRICING TERM SHEETS IN SCHEDULE III OF EXHIBIT 1.2 TO THIS FORM
6-K)
SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE IN THE REGISTRATION STATEMENT ON FORM
F-3
(NO.
333-216377)
OF BARCLAYS PLC AND TO BE A PART THEREOF FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS
SUBSEQUENTLY FILED OR FURNISHED.
The Report comprises the following:
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Exhibit No.
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Description
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1.1
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Underwriting AgreementStandard Provisions, dated as of May 2, 2017.
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1.2
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Pricing Agreement between Barclays PLC and Barclays Capital Inc., dated May 2, 2017 for the 4.836% Fixed Rate Subordinated Notes due 2028.
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4.1
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Dated Subordinated Debt Securities Indenture, dated as of May 9, 2017, between Barclays PLC and The Bank of New York Mellon, as Trustee.
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4.2
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Barclays PLC Officers Certificate pursuant to Sections 1.02, 3.01 and 3.03 of the Dated Subordinated Debt Securities Indenture, dated as of May 9, 2017.
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4.3
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The form of Global Note for the 4.836% Fixed Rate Subordinated Notes due 2028 (incorporated by reference to the Exhibit A to Exhibit 4.2 above).
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5.1
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Opinion of Sullivan & Cromwell LLP, U.S. counsel to Barclays PLC, as to the validity of the 4.836% Fixed Rate Subordinated Notes due 2028.
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5.2
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Opinion of Clifford Chance LLP, English counsel to Barclays PLC, as to the validity of the 4.836% Fixed Rate Subordinated Notes due 2028.
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8.1
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Opinion of Sullivan & Cromwell LLP, U.S. counsel to Barclays PLC, as to certain matters of U.S. taxation with respect to the 4.836% Fixed Rate Subordinated Notes due 2028.
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8.2
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Opinion of Clifford Chance LLP, English counsel to Barclays PLC, as to certain matters of United Kingdom taxation with respect to the 4.836% Fixed Rate Subordinated Notes due 2028 (included in Exhibit 5.2 above).
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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BARCLAYS PLC
(Registrant)
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Date: May 9, 2017
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By:
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/s/ Marie Smith
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Name:
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Marie Smith
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Title:
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Assistant Secretary
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