Current Report Filing (8-k)
May 04 2017 - 4:10PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 4, 2017
Hortonworks, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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001-36780
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37-1634325
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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5470 Great America Parkway, Santa Clara, California 95054
(Address of principal executive offices) (Zip Code)
(408)
916-4121
(Registrants telephone number, including area code)
N/A
(Former name or
former address, if changed since last report.)
Check the appropriate box below
if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Item 2.02. Results of Operations and Financial Condition.
On May 4, 2017, Hortonworks, Inc. (the Company) issued a press release announcing financial results for the quarter ended
March 31, 2017. A copy of the press release is furnished as Exhibit 99.1 to this report. The Company also released prepared remarks regarding its financial results for the quarter ended March 31, 2017 (the Prepared Remarks).
The full text of the Prepared Remarks is furnished as Exhibit 99.2 to this report. The information in this Item 2.02 (including Exhibits 99.1 and 99.2) shall not be deemed filed for purposes of Section 18 of the Securities Exchange
Act of 1934, as amended (the Exchange Act), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act,
regardless of any general incorporation language in such filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
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Exhibit
No.
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Description of Exhibit
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99.1
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Press Release dated May 4, 2017.
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99.2
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Prepared Remarks dated May 4, 2017.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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HORTONWORKS, INC.
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Dated: May 4, 2017
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By:
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/s/ Scott Davidson
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Scott Davidson
Chief Financial
Officer
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EXHIBIT INDEX
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Exhibit
No.
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Description of Exhibit
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99.1
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Press Release dated May 4, 2017.
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99.2
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Prepared Remarks dated May 4, 2017.
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