Current Report Filing (8-k)
April 25 2017 - 10:53AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C.
20549
FORM 8-K
CURRENT REPORT
Pursuant to Section
13 or 15(d) of the
Securities
Exchange Act of 1934
Date of Report
(Date of earliest event reported): April 25, 2017
SIEBERT FINANCIAL
CORP.
(Exact
name of registrant as specified in its charter)
New
York
|
0-5703
|
11-1796714
|
(State
or other jurisdiction of incorporation)
|
(Commission
File Number)
|
(IRS
Employer Identification Number)
|
|
|
|
120
Wall Street, New York, New York
|
10005
|
(Address
of principal executive offices)
|
(Zip
Code)
|
Registrant’s
telephone number, including area code:
(212) 644-2400
885 Third
Avenue, New York, New York 10022
(Former name
or former address, if changed since last report.)
Check the appropriate box below if
the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
o
Written
communications pursuant to Rule 425 under the Securities Act
o
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act
o
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act
o
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act
Item 5.08 Shareholder Director Nominations.
Siebert Financial Corp. (the "Company") expects to hold its 2017 annual meeting of shareholders on or about June 23, 2017. The Company expects that shareholders of record as of the close of business on or about May 9, 2017 will be entitled to receive notice of and vote at the meeting.
The Annual
Meeting is more than 30 days from the anniversary of the Company's annual meeting of shareholders for the year ended December
31, 2015, which was held on December 16, 2016. As a result, the deadline for any shareholder proposal or shareholder
nomination under the rules of the Securities and Exchange Commission (the "SEC") listed in the Company's 2016 Proxy Statement
on Schedule 14A, as filed with the SEC on November 28, 2016, is no longer applicable. In order for a shareholder proposal to
be considered for inclusion in our proxy statement and form of proxy for the 2017 annual meeting, the written proposal must
be received at our principal executive offices at 120 Wall Street, New York, New York 10005, Attention: Corporate Secretary,
on or before May 2, 2017. All shareholder proposals must satisfy the requirements of Rule 14a-8 promulgated under the
Securities Exchange Act of 1934, as amended and all other applicable SEC regulations regarding the inclusion of shareholder
proposals in company-sponsored proxy materials.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: April 25,
2017
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By:
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/s/
Andrew H. Reich
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|
|
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Andrew H. Reich
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|
|
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Executive Vice
President, Chief Operating Officer,
Chief Financial Officer and Secretary
|
|
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