Current Report Filing (8-k)
April 04 2017 - 8:06AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 4, 2017
Flotek Industries, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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001-13270
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90-0023731
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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10603 W. Sam Houston Pkwy N., Suite 300
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Houston, Texas
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77064
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: (713)
849-9911
Not applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Item 7.01
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Regulation FD Disclosure.
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On April 4, 2017, Flotek Industries, Inc. (the
Company) issued a press release to announce that the U.S. District Court for the Southern District of Texas has granted the Companys motion to dismiss the securities class action that had previously been filed against the Company.
A copy of the press release is furnished herewith as Exhibit 99.1 to this Current Report on Form
8-K
and is incorporated herein by reference.
The information furnished pursuant to Item 7.01 of this Current Report on Form
8-K
and in Exhibit 99.1
shall not be deemed to be filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, is not subject to the liabilities of that section and is not deemed incorporated by reference in any filing of the
Companys under the Securities Exchange Act of 1933, as amended, except as otherwise expressly stated in such filing.
Item 9.01.
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Financial Statements and Exhibits.
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Exhibit
Number
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Description
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99.1
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Press release dated April 4, 2017.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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FLOTEK INDUSTRIES, INC.
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Date: April 4, 2017
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/s/ H. Richard Walton
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H. Richard Walton
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Executive Vice President and Chief Financial Officer
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EXHIBIT INDEX
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Exhibit
Number
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Description
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99.1
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Press release dated April 4, 2017.
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