LEI
Code: 213800LBQA1Y9L22JB70
Exhibit
No. 2
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
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1. Identity of the issuer or the underlying issuerof existing
shares to which voting rights areattached:
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Barclays
PLC
(LEI
Code: 213800LBQA1Y9L22JB70)
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2 Reason for the notification
(please tick the appropriate
box or boxes):
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An
acquisition or disposal of voting rights
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X
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An
acquisition or disposal of qualifying financial instruments which
may result in the acquisition of shares already issued to which
voting rights are attached
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An
acquisition or disposal of instruments with similar economic effect
to qualifying financial instruments
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An
event changing the breakdown of voting rights
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Other
(please specify):
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3. Full name of person(s) subject to thenotification
obligation:
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BlackRock,
Inc.
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4. Full name of shareholder(s)
(if different from
3.):
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5. Date of the transaction and date onwhich the threshold is
crossed orreached:
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6
March, 2017
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6. Date on which issuer notified:
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7
March, 2017
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7. Threshold(s) that is/are crossed orreached:
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Voting
rights attached to shares holding for BlackRock, Inc. has gone
above 5%
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8. Notified details:
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A: Voting rights attached to shares
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Class/type ofshares
if
possible usingthe ISIN CODE
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Situation previousto the triggeringtransaction
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Resulting situation after the triggering transaction
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NumberofShares
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NumberofVotingRights
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Numberof shares
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Number of votingrights
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% of voting rights
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Direct
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Direct
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Indirect
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Direct
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Indirect
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GB0031348658
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415,573,841
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415,573,841
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N/A
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N/A
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959,981,110
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N/A
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5.65%
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B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financialinstrument
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Expirationdate
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Exercise/Conversion Period
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Number of votingrights that may beacquired if theinstrument
isexercised/ converted.
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% of votingrights
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C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments
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Resulting situation after the triggering transaction
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Type of financialinstrument
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Exercise price
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Expiration date
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Exercise/Conversion period
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Number of voting rights instrument refers to
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% of voting rights
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CFD
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1,088,236
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Nominal
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Delta
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0.00%
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0.00%
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Total (A+B+C)
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Number of voting rights
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Percentage of voting rights
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961,069,346
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5.66%
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9. Chain of controlled undertakings through which the voting rights
and/or thefinancial instruments are effectively held, if
applicable:
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See
Annex 1
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Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will cease to
hold:
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12. Date on which proxy holder will cease to hold voting
rights:
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13. Additional information:
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BlackRock
Regulatory Threshold Reporting Team
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14. Contact name:
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Marc-Oliver
Lesch
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15. Contact telephone number:
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020
7743 3650
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Name
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% of voting rights if it equals or is higher than the notifiable
threshold
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% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
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Total of both if it equals or is higher than the notifiable
threshold
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BlackRock,
Inc.
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BlackRock
Holdco 2, Inc.
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BlackRock
Financial Management, Inc.
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BlackRock
International Holdings, Inc.
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BR
Jersey International Holdings L.P.
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BlackRock
(Singapore) Holdco Pte. Ltd.
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BlackRock
Asia-Pac Holdco, LLC
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BlackRock
HK Holdco Limited
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BlackRock
Asset Management North Asia Limited
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BlackRock,
Inc.
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BlackRock
Holdco 2, Inc.
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BlackRock
Financial Management, Inc.
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BlackRock
International Holdings, Inc.
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BR
Jersey International Holdings L.P.
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BlackRock
Group Limited
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BlackRock
Advisors (UK) Limited
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BlackRock,
Inc.
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BlackRock
Holdco 2, Inc.
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BlackRock
Financial Management, Inc.
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BlackRock
International Holdings, Inc.
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BR
Jersey International Holdings L.P.
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BlackRock
Australia Holdco Pty. Ltd.
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BlackRock
Investment Management (Australia) Limited
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BlackRock,
Inc.
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BlackRock
Holdco 2, Inc.
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BlackRock
Financial Management, Inc.
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BlackRock
Holdco 4, LLC
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BlackRock
Holdco 6, LLC
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BlackRock
Delaware Holdings Inc.
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BlackRock
Fund Advisors
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BlackRock,
Inc.
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BlackRock
Holdco 2, Inc.
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BlackRock
Financial Management, Inc.
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BlackRock
International Holdings, Inc.
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BR
Jersey International Holdings L.P.
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BlackRock
Group Limited
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BlackRock
Investment Management (UK) Limited
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BlackRock
Asset Management Deutschland AG
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BlackRock,
Inc.
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BlackRock
Holdco 2, Inc.
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BlackRock
Financial Management, Inc.
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BlackRock
International Holdings, Inc.
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BR
Jersey International Holdings L.P.
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BlackRock
Holdco 3, LLC
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BlackRock
Canada Holdings LP
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BlackRock
Canada Holdings ULC
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BlackRock
Asset Management Canada Limited
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BlackRock,
Inc.
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BlackRock
Holdco 2, Inc.
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BlackRock
Financial Management, Inc.
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BlackRock
Holdco 4, LLC
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BlackRock
Holdco 6, LLC
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BlackRock
Delaware Holdings Inc.
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BlackRock
Fund Advisors
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BlackRock
Institutional Trust Company, National Association
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BlackRock,
Inc.
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BlackRock
Holdco 2, Inc.
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BlackRock
Financial Management, Inc.
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BlackRock,
Inc.
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BlackRock
Holdco 2, Inc.
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BlackRock
Financial Management, Inc.
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BlackRock
International Holdings, Inc.
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BR
Jersey International Holdings L.P.
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BlackRock
(Singapore) Holdco Pte. Ltd.
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BlackRock
Asia-Pac Holdco, LLC
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BlackRock
HK Holdco Limited
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BlackRock
Cayco Limited
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BlackRock
Trident Holding Company Limited
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BlackRock
Japan Holdings GK
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BlackRock
Japan Co., Ltd.
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BlackRock,
Inc.
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BlackRock
Holdco 2, Inc.
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BlackRock
Financial Management, Inc.
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BlackRock
International Holdings, Inc.
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BR
Jersey International Holdings L.P.
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BlackRock
Group Limited
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BlackRock
Investment Management (UK) Limited
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BlackRock,
Inc.
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Trident
Merger, LLC
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BlackRock
Investment Management, LLC
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BlackRock,
Inc.
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BlackRock
Holdco 2, Inc.
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BlackRock
Financial Management, Inc.
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BlackRock
International Holdings, Inc.
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BR
Jersey International Holdings L.P.
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BlackRock
Group Limited
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BlackRock
International Limited
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BlackRock,
Inc.
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BlackRock
Holdco 2, Inc.
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BlackRock
Financial Management, Inc.
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BlackRock
Capital Holdings, Inc.
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BlackRock
Advisors, LLC
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BlackRock,
Inc.
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BlackRock
Holdco 2, Inc.
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BlackRock
Financial Management, Inc.
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BlackRock
International Holdings, Inc.
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BR
Jersey International Holdings L.P.
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BlackRock
(Singapore) Holdco Pte. Ltd.
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BlackRock
(Singapore) Limited
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BlackRock,
Inc.
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BlackRock
Holdco 2, Inc.
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BlackRock
Financial Management, Inc.
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BlackRock
International Holdings, Inc.
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BR
Jersey International Holdings L.P.
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BlackRock
Group Limited
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BlackRock
(Netherlands) B.V.
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Exhibit
No.3
1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Jes
Staley
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2
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Reason for the notification
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a)
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Position/status
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Group
Chief Executive
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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Barclays
PLC
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b)
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LEI
|
213800LBQA1Y9L22JB70
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4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
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b)
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Nature of the transaction
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The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s):
Number of Shares to be delivered
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Volume(s): Number of Shares received by PDMR
1
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£2.3042
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124,773
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50,844
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1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
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d)
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Aggregated information
- Aggregated volume
- Price
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N/A
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e)
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Date of the transaction
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2017-03-08
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Tushar
Morzaria
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2
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Reason for the notification
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a)
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Position/status
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Group
Finance Director
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
|
Name
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Barclays
PLC
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b)
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LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
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b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
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c)
|
Price(s) and volume(s)
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Price(s)
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Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
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81,373
|
43,127
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
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d)
|
Aggregated information
- Aggregated volume
- Price
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N/A
|
e)
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Date of the transaction
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2017-03-08
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Paul
Compton
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2
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Reason for the notification
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a)
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Position/status
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Group
Chief Operating Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
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b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
119,348
|
48,634
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
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f)
|
Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
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Bob
Hoyt
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2
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Reason for the notification
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a)
|
Position/status
|
Group
General Counsel
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b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
83,182
|
44,086
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tristram
Roberts
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Human Resources Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
44,303
|
23,480
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Michael
Roemer
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Head of Compliance
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
24,412
|
12,938
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Amer
Sajed
|
2
|
Reason for the notification
|
a)
|
Position/status
|
CEO,
Barclaycard International
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
30,103
|
19,506
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tim
Throsby
|
2
|
Reason for the notification
|
a)
|
Position/status
|
President,
Barclays International and Chief Executive Officer, Corporate and
Investment Bank
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
208,366
|
110,433
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Ashok
Vaswani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
CEO,
Barclays UK
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
75,948
|
40,252
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
C.S.
Venkatakrishnan
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Risk Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the role based pay component of the individual's fixed
remuneration for the three month period to 31 March 2017. The
Shares are subject to a holding period with restrictions lifting in
equal tranches over five years (20% each year).
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
103,073
|
46,939
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Exhibit
No.4
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Jes
Staley
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Executive
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over seven years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares granted
|
£2.3042
|
398,406
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tushar
Morzaria
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Finance Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over seven years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares granted
|
£2.3042
|
222,378
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Exhibit
No.5
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Paul
Compton
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares granted
|
£2.3042
|
968,891
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Bob
Hoyt
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
General Counsel
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares granted
|
£2.3042
|
358,044
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tristram
Roberts
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Human Resources Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares granted
|
£2.3042
|
162,747
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Michael
Roemer
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Head of Compliance
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares granted
|
£2.3042
|
68,354
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Amer
Sajed
|
2
|
Reason for the notification
|
a)
|
Position/status
|
CEO,
Barclaycard International
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares granted
|
£2.3042
|
144,587
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Ashok
Vaswani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
CEO,
Barclays UK
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares granted
|
£2.3042
|
488,243
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
C.S.
Venkatakrishnan
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Risk Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Deferred Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares granted
|
£2.3042
|
352,699
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Exhibit
No.6
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Paul
Compton
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
Transaction 1
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under the Schedule 1 to
the Barclays Group Share Value Plan.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
2,125,082
|
865,971
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
Transaction 2
|
d)
|
Nature of the transaction
|
Shares
released under the transaction described above were then sold on
behalf of the individual as set out below.
|
e)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
Volume(s):
Number of Shares held by PDMR
|
£2.3042
|
865,971
|
N/A
|
|
f)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
g)
|
Date of the transactions
|
2017-03-08
|
h)
|
Place of the transactions
|
London
Stock Exchange (XLON)
|
Exhibit
No.7
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tushar
Morzaria
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Finance Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Long Term Incentive Plan.
The Shares are subject to a holding period with restrictions
lifting after two years.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
504,272
|
267,264
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Exhibit
No.8
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tushar
Morzaria
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Finance Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Share Value Plan ("SVP").
The Shares are subject to a holding period with restrictions
lifting after six months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
271,817
|
144,062
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Bob
Hoyt
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
General Counsel
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Share Value Plan ("SVP").
The Shares are subject to a holding period with restrictions
lifting after six months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
274,701
|
145,590
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tristram
Roberts
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Human Resources Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Share Value Plan ("SVP").
The Shares are subject to a holding period with restrictions
lifting after six months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
156,651
|
83,025
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Michael
Roemer
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Head of Compliance
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Share Value Plan ("SVP").
The Shares are subject to a holding period with restrictions
lifting after six months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
109,842
|
58,216
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Amer
Sajed
|
2
|
Reason for the notification
|
a)
|
Position/status
|
CEO,
Barclaycard International
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Share Value Plan ("SVP").
The Shares are subject to a holding period with restrictions
lifting after six months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
117,688
|
76,260
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Ashok
Vaswani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
CEO,
Barclays UK
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Share Value Plan ("SVP").
The Shares are subject to a holding period with restrictions
lifting after six months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
371,230
|
196,751
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Exhibit
No.9
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Bob
Hoyt
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
General Counsel
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
Transaction 1
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under Schedule 1 to the
Barclays Group Share Value Plan.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
132,693
|
70,327
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
f)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
g)
|
Date of the transactions
|
2017-03-08
|
h)
|
Place of the transactions
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tushar
Morzaria
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Finance Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
Transaction 1
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under Schedule 1 to the
Barclays Group Share Value Plan.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
53,547
|
28,380
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
f)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
g)
|
Date of the transactions
|
2017-03-08
|
h)
|
Place of the transactions
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
C.S.
Venkatakrishnan
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Risk Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
Transaction 1
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under Schedule 1 to the
Barclays Group Share Value Plan.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
785,631
|
357,776
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
f)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
g)
|
Date of the transactions
|
2017-03-08
|
h)
|
Place of the transactions
|
London
Stock Exchange (XLON)
|
Exhibit
No.10
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Jes
Staley
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Executive
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
86,798
|
35,370
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tushar
Morzaria
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Finance Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
74,126
|
39,286
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Paul
Compton
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
86,798
|
35,370
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Bob
Hoyt
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
General Counsel
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
86,798
|
46,002
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tristram
Roberts
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Human Resources Director
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
86,798
|
46,002
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Michael
Roemer
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Group
Head of Compliance
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
45,569
|
24,151
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Amer
Sajed
|
2
|
Reason for the notification
|
a)
|
Position/status
|
CEO,
Barclaycard International
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
96,332
|
62,423
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Tim
Throsby
|
2
|
Reason for the notification
|
a)
|
Position/status
|
President,
Barclays International and Chief Executive Officer, Corporate and
Investment Bank
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
86,798
|
46,002
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
Ashok
Vaswani
|
2
|
Reason for the notification
|
a)
|
Position/status
|
CEO,
Barclays UK
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
86,798
|
46,002
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
C.S.
Venkatakrishnan
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Risk Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period) Awards
made in 2017. The Shares are subject to a holding period of six
months.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares to be delivered
|
Volume(s): Number of Shares received by PDMR
1
|
£2.3042
|
86,798
|
39,527
|
1
Tax liabilities on the Shares were met in cash and the
number of Shares actually received by the PDMR was reduced to meet
those tax liabilities.
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-08
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Exhibit
No.11
Publication of Drawdown Prospectus
The
following drawdown prospectus (the "
Drawdown Prospectus
") is available for
viewing:
Drawdown Prospectus in relation to Barclays PLC's issue of
£350,000,000 3.125 per cent. Notes due 2024 (to be
consolidated and form a single series with the £600,000,000
3.125 per cent. Notes due 2024 issued on 17 January 2017) under the
Barclays PLC and Barclays Bank PLC £60,000,000,000 Debt
Issuance Programme
Please
read the disclaimer below "
Disclaimer - Intended Addressees
"
before attempting to access this service, as your right to do so is
conditional upon complying with the requirements set out
below.
To view
the full document, please paste the following URL into the address
bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/1756Z_-2017-3-10.pdf
A copy
of the Drawdown Prospectus has been submitted to the National
Storage Mechanism and will shortly be available for inspection at:
www.morningstar.co.uk/uk/NSM
For further information, please contact:
Barclays
Treasury
1
Churchill Place
Canary
Wharf
London
E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT
:
You must read the
following before continuing
: The following applies to the
Drawdown Prospectus available by clicking on the link above, and
you are therefore advised to read this carefully before reading,
accessing or making any other use of the Drawdown Prospectus. In
accessing the Drawdown Prospectus, you agree to be bound by the
following terms and conditions, including any modifications to
them, any time you receive any information from us as a result of
such access.
The
Drawdown Prospectus referred to above must be read in conjunction
with the base prospectus dated 28 February 2017 which together
constitute a base prospectus (the "
Prospectus
") for the purposes of the
Prospectus Directive (Directive 2003/71/EC, as
amended).
THE
DRAWDOWN PROSPECTUS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN
AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER
WHATSOEVER. THE DRAWDOWN PROSPECTUS MAY ONLY BE DISTRIBUTED OUTSIDE
THE UNITED STATES TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED
IN, AND IN RELIANCE ON, REGULATION S UNDER THE U.S. SECURITIES ACT
OF 1933, AS AMENDED (THE "
SECURITIES ACT
"). ANY FORWARDING,
DISTRIBUTION OR REPRODUCTION OF THE DRAWDOWN PROSPECTUS IN WHOLE OR
IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY
RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS
OF OTHER JURISDICTIONS.
NOTHING
IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES
FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED
PURSUANT TO THE DRAWDOWN PROSPECTUS HAVE NOT BEEN, AND WILL NOT BE,
REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY
STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED
OR TO BE ISSUED PURSUANT TO THE DRAWDOWN PROSPECTUS MAY NOT BE
OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT IN AN
OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN
ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE
SECURITIES ACT.
Please
note that the information contained in the Drawdown Prospectus and
the Prospectus referred to above may be addressed to and/or
targeted at persons who are residents of particular countries
(specified in the Drawdown Prospectus and/or the Prospectus) only
and is not intended for use and should not be relied upon by any
person outside these countries and/or to whom the offer contained
in the Drawdown Prospectus and/or the Prospectus is not addressed.
Prior to relying on the information
contained in the Drawdown Prospectus and/or Prospectus you must
ascertain from the Drawdown Prospectus and Prospectus whether or
not you are part of the intended addressees of the information
contained therein.
Confirmation of your Representation
: In order to be eligible
to view the Drawdown Prospectus or make an investment decision with
respect to any Notes issued or to be issued pursuant to the
Drawdown Prospectus, you must be a person other than a U.S. person
(within the meaning of Regulation S under the Securities Act). By
accessing the Drawdown Prospectus, you shall be deemed to have
represented that you are not a U.S. person, and that you consent to
delivery of the Drawdown Prospectus via electronic
publication.
You are
reminded that the Drawdown Prospectus has been made available to
you on the basis that you are a person into whose possession the
Drawdown Prospectus may be lawfully delivered in accordance with
the laws of the jurisdiction in which you are located and you may
not, nor are you authorised to, deliver the Drawdown Prospectus to
any other person.
The
Drawdown Prospectus does not constitute, and may not be used in
connection with, an offer or solicitation in any place where offers
or solicitations are not permitted by law. If a jurisdiction
requires that the offering be made by a licensed broker or dealer
and the underwriters or any affiliate of the underwriters is a
licensed broker or dealer in that jurisdiction, the offering shall
be deemed to be made by the underwriters or such affiliate on
behalf of the issuer in such jurisdiction. Under no circumstances
shall the Drawdown Prospectus constitute an offer to sell, or the
solicitation of an offer to buy, nor shall there be any sale of any
Notes issued or to be issued pursuant to the Drawdown Prospectus,
in any jurisdiction in which such offer, solicitation or sale would
be unlawful.
The
Drawdown Prospectus has been made available to you in an electronic
form. You are reminded that documents transmitted via this medium
may be altered or changed during the process of electronic
transmission and consequently none of the issuer, its advisers nor
any person who controls any of them nor any director, officer,
employee nor agent of it or affiliate of any such person accepts
any liability or responsibility whatsoever in respect of any
difference between the Drawdown Prospectus made available to you in
electronic format and the hard copy version available to you on
request from the issuer.
Your
right to access this service is conditional upon complying with the
above requirement.
LEI:
213800LBQA1Y9L22JB70
Exhibit
No.12
Publication of Final Terms
The
following final terms (the "
Final
Terms
") are available for viewing:
Final Terms in relation to Barclays Bank PLC's issue of EUR
2,000,000,000 Floating Rate Notes due March 2019 (the "Notes")
under the Barclays PLC and Barclays Bank PLC £60,000,000,000
Debt Issuance Programme.
Please
read the disclaimer below "
Disclaimer - Intended Addressees
"
before attempting to access this service, as your right to do so is
conditional upon complying with the requirements set out
below.
To view
the full document, please paste the following URL into the address
bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/2679Z_-2017-3-13.pdf
A copy
of the Final Terms has been submitted to the National Storage
Mechanism and will shortly be available for inspection at:
www.morningstar.co.uk/uk/NSM
For further information, please contact:
Barclays
Treasury
1
Churchill Place
Canary
Wharf
London
E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT
:
You must read the
following before continuing
: The following applies to the
Final Terms available by clicking on the link above, and you are
therefore advised to read this carefully before reading, accessing
or making any other use of the Final Terms. In accessing the Final
Terms, you agree to be bound by the following terms and conditions,
including any modifications to them, any time you receive any
information from us as a result of such access.
The
Final Terms referred to above must be read in conjunction with the
base prospectus dated 28 February 2017 which constitutes a base
prospectus (the "
Prospectus
") for the purposes of the
Prospectus Directive (Directive 2003/71/EC, as
amended).
THE
FINAL TERMS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS
PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER.
THE FINAL TERMS MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES
TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE
ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED
(THE "
SECURITIES ACT
"). ANY
FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE FINAL TERMS IN
WHOLE OR IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE
MAY RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE
LAWS OF OTHER JURISDICTIONS.
NOTHING
IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES
FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED
PURSUANT TO THE FINAL TERMS HAVE NOT BEEN, AND WILL NOT BE,
REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY
STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED
OR TO BE ISSUED PURSUANT TO THE FINAL TERMS MAY NOT BE OFFERED,
SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT IN AN OFFSHORE
TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN ACCORDANCE
WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE SECURITIES
ACT.
Please
note that the information contained in the Final Terms and the
Prospectus referred to above may be addressed to and/or targeted at
persons who are residents of particular countries (specified in the
Final Terms and/or the Prospectus) only and is not intended for use
and should not be relied upon by any person outside these countries
and/or to whom the offer contained in the Final Terms and/or the
Prospectus is not addressed.
Prior
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LEI:
213800LBQA1Y9L22JB70
Exhibit
No.13
20
March 2017
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
This
notification relates to the
sale of
Barclays PLC shares.
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
a)
|
Name
|
C.S.
Venkatakrishnan
|
2
|
Reason for the notification
|
a)
|
Position/status
|
Chief
Risk Officer
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
Barclays
PLC
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
b)
|
Nature of the transaction
|
Barclays
Wealth Nominees Limited sold Shares for the individual set out
above.
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£2.296
|
417,676
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
e)
|
Date of the transaction
|
2017-03-17
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
For further information please contact:
Investor Relations
|
Media Relations
|
Kathryn McLeland
|
Tom Hoskin
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|