Statement of Changes in Beneficial Ownership (4)
January 03 2017 - 6:25PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BALL ALLEN L
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2. Issuer Name
and
Ticker or Trading Symbol
I-Minerals Inc
[
IMAHF
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
5465 SOUTH 5TH W
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3. Date of Earliest Transaction
(MM/DD/YYYY)
9/21/2016
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(Street)
IDAHO FALLS, ID 83404
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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COMMON SHARES
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9/21/2016
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J
(1)
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393058
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A
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$0.19
(2)
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32086210
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I
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By BV Natural Resources, LLC
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COMMON SHARES
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9/21/2016
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J
(1)
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93288
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A
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$0.24
(3)
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32179498
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I
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By BV Natural Resources, LLC
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COMMON SHARES
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12/5/2016
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M
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87818
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A
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$0.14
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32267316
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I
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By BV Natural Resources, LLC
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COMMON SHARES
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12/5/2016
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M
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76723
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A
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$0.14
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32344039
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I
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By BV Natural Resources, LLC
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COMMON SHARES
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12/5/2016
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M
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122142
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A
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$0.11
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32466181
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I
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By BV Natural Resources, LLC
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COMMON SHARES
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12/5/2016
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M
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667520
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A
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$0.11
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33133701
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I
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By BV Natural Resources, LLC
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COMMON SHARES
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12/5/2016
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M
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104119
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A
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$0.13
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33237820
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I
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By BV Natural Resources, LLC
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COMMON SHARES
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12/5/2016
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M
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111762
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A
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$0.15
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33349582
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I
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By BV Natural Resources, LLC
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Warrants (Right to Buy)
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$0.19
(2)
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9/21/2016
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J
(1)
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393058
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9/21/2016
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12/31/2018
(4)
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Common Shares
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393058
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$0
(1)
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393058
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I
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By BV Natural Resources, LLC
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Warrants (Right to Buy)
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$0.24
(3)
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9/21/2016
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J
(1)
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93288
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9/21/2016
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12/31/2018
(4)
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Common Shares
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93288
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$0
(1)
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93288
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I
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By BV Natural Resources, LLC
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Warrants (Right to Buy)
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$0.11
(4)
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12/5/2016
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X
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18699
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11/26/2013
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12/1/2016
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Common Shares
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18699
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$0
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0
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I
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By BV Natural Resources, LLC
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Warrants (Right to Buy)
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$0.11
(4)
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12/5/2016
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X
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155342
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3/15/2013
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12/1/2016
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Common Shares
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155342
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$0
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0
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I
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By BV Natural Resources, LLC
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Warrants (Right to Buy)
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$0.11
(4)
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12/5/2016
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X
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76752
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4/24/2013
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12/1/2016
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Common Shares
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76752
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$0
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0
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I
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By BV Natural Resources, LLC
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Warrants (Right to Buy)
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$0.11
(4)
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12/5/2016
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X
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86985
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6/13/2013
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12/1/2016
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Common Shares
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86985
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$0
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0
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I
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By BV Natural Resources, LLC
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Warrants (Right to Buy)
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$0.11
(4)
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12/5/2016
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X
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178761
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7/31/2013
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12/1/2016
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Common Shares
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178761
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$0
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0
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I
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By BV Natural Resources, LLC
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Warrants (Right to Buy)
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$0.11
(4)
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12/5/2016
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X
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150981
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9/3/2013
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12/1/2016
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Common Shares
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150981
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$0
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0
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I
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By BV Natural Resources, LLC
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Warrants (Right to Buy)
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$0.11
(5)
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12/5/2016
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X
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122142
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1/23/2013
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12/1/2016
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Common Shares
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122142
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$0
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0
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I
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By BV Natural Resources, LLC
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Warrants (Right to Buy)
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$0.13
(6)
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12/5/2016
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X
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104119
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7/11/2013
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12/1/2016
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Common Shares
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104119
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$0
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0
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I
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By BV Natural Resources, LLC
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Warrants (Right to Buy)
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$0.14
(7)
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12/5/2016
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X
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76723
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12/3/2012
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12/1/2016
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Common Shares
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76723
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$0
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0
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I
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By BV Natural Resources, LLC
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Warrants (Right to Buy)
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$0.14
(8)
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12/5/2016
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X
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87818
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11/5/2012
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12/1/2016
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Common Shares
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87818
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$0
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0
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I
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By BV Natural Resources, LLC
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Warrants (Right to Buy)
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$0.15
(9)
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12/5/2016
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X
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111762
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10/3/2013
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12/1/2016
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Common Shares
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111762
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$0
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0
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I
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By BV Natural Resources, LLC
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Explanation of Responses:
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(
1)
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The Issuer issued to the BV Natural Resources, LLC an additional 486,346 bonus shares and an additional 486,346 non-transferable bonus warrants in respect of cash advances totaling $1,300,000 US made pursuant to certain loan agreements. The bonus warrants are exercisable at prices ranging from $0.255 Cdn. to $0.310 Cdn., and will expire on the earlier of December 31, 2018 and the date the amount of the individual advance pursuant to which the bonus warrants were issued, together with all accrued interest thereon, has been repaid in full.
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(
2)
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$0.255 CAD deemed purchase price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7584 USD for every $1.00 CAD as of September 21, 2016.
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(
3)
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$0.310 CAD deemed purchase price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7584 USD for every $1.00 CAD as of September 21, 2016.
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(
4)
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CAD$0.14 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015.
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(
5)
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CAD$0.14266 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015.
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(
6)
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CAD$0.165 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015.
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(
7)
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CAD$0.17 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015.
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(
8)
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CAD$0.17223 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015.
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(
9)
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CAD$0.185 exercise price converted to USD based on the Bank of Canada's noon rate of exchange of $0.7995 at February 27, 2015.
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Remarks:
Prices above reflect US dollar amounts converted from Canadian dollar amounts.
The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of any of the equity securities listed in this statement for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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BALL ALLEN L
5465 SOUTH 5TH W
IDAHO FALLS, ID 83404
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X
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X
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Signatures
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Allen L. Ball
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12/21/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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