Statement of Changes in Beneficial Ownership (4)
December 20 2016 - 5:45PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
PRINS RICHARD K
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2. Issuer Name
and
Ticker or Trading Symbol
India Globalization Capital, Inc.
[
IGC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
PO BOX 60642
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3. Date of Earliest Transaction
(MM/DD/YYYY)
12/16/2016
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(Street)
POTOMAC, MD 20859
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common stock
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4/4/2016
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G
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V
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2000
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D
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$0
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315000
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D
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Common stock
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4/8/2016
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G
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V
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2000
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D
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$0
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313000
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D
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Common stock
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4/15/2016
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G
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V
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2000
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D
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$0
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311000
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D
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Common stock
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4/22/2016
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G
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V
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2000
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D
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$0
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309000
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D
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Common stock
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4/29/2016
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G
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V
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2000
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D
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$0
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307000
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D
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Common stock
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5/6/2016
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G
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V
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2000
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D
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$0
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305000
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D
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Common stock
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5/13/2016
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G
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V
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2000
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D
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$0
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303000
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D
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Common stock
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5/20/2016
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G
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V
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2000
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D
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$0
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301000
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D
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Common stock
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5/27/2016
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G
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V
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2000
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D
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$0
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299000
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D
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Common stock
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6/3/2016
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G
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V
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2000
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D
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$0
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297000
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D
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Common stock
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6/10/2016
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G
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V
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2000
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D
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$0
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295000
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D
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Common stock
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6/17/2016
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G
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V
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8000
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D
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$0
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287000
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D
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Common stock
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7/8/2016
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G
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V
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2000
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D
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$0
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285000
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D
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Common stock
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7/15/2016
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G
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V
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2000
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D
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$0
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283000
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D
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Common stock
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7/22/2016
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G
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V
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2000
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D
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$0
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281000
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D
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Common stock
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7/29/2016
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G
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V
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2000
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D
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$0
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279000
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D
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Common stock
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8/5/2016
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G
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V
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2000
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D
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$0
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277000
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D
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Common stock
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8/12/2016
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G
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V
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2000
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D
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$0
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275000
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D
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Common stock
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8/19/2016
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G
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V
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2000
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D
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$0
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273000
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D
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Common stock
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8/26/2016
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G
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V
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2000
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D
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$0
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271000
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D
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Common stock
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9/2/2016
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G
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V
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2000
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D
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$0
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269000
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D
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Common stock
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9/9/2016
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G
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V
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2000
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D
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$0
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267000
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D
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Common stock
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9/16/2016
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G
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V
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2000
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D
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$0
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265000
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D
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Common stock
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9/23/2016
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G
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V
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2000
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D
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$0
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263000
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D
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Common stock
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9/30/2016
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G
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V
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2000
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D
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$0
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261000
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D
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Common stock
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10/7/2016
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G
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V
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2000
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D
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$0
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259000
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D
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Common stock
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10/14/2016
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G
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V
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2000
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D
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$0
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257000
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D
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Common stock
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10/21/2016
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G
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V
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2000
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D
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$0
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255000
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D
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Common stock
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10/28/2016
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G
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V
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2000
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D
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$0
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253000
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D
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Common stock
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11/4/2016
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G
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V
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2000
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D
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$0
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251000
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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Remarks:
THIS FORM 4 IS CONTINUED ON THE FORM 4 FILED IMMEDIATELY AFTER THIS FORM 4. THE FILINGS WERE SEPARATED DUE TO INSUFFICIENT ROOM ON THE FIRST FILING TO SUPPLY ALL OF THE DATA.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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PRINS RICHARD K
PO BOX 60642
POTOMAC, MD 20859
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X
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Signatures
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/s/ Richard Prins
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12/20/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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