Current Report Filing (8-k)
November 07 2016 - 4:45PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
November 7, 2016
Annaly Capital Management, Inc.
(Exact
Name of Registrant as Specified in its Charter)
Maryland
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1-13447
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22-3479661
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(State or Other Jurisdiction
Of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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1211 Avenue of the Americas
New York, New York
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10036
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(Address of Principal
Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including area code:
(212)
696-0100
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 7.01. Regulation FD Disclosure
On November 7, 2016, Annaly Capital Management, Inc. (the “Company”)
issued a press release (the “Press Release”) announcing management
promotions within its senior executive team. The Company hereby
furnishes the information set forth in the Press Release attached hereto
as Exhibit 99.1, which is incorporated herein by reference.
The Press Release is being furnished pursuant to Item 7.01, and the
information contained therein shall not be deemed “filed” for the
purposes of Section 18 of the Securities Exchange Act of 1934, as
amended (the “Exchange Act”), or otherwise subject to the liabilities of
that section, nor shall it be deemed incorporated by reference in any
filing under the Securities Act of 1933, as amended, or the Exchange
Act, except as shall be expressly set forth by specific reference in
such filing.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
99.1 Press Release, dated November 7, 2016
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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ANNALY CAPITAL MANAGEMENT, INC.
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By:
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/s/ Glenn A. Votek
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Name:
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Glenn A. Votek
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Title:
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Chief Financial Officer
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Dated:
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November 7, 2016
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