Current Report Filing (8-k)
November 01 2016 - 4:29PM
Edgar (US Regulatory)
UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): November 1, 2016
HORIZON TECHNOLOGY FINANCE
CORPORATION
(Exact name of registrant as specified in
its charter)
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Delaware
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814-00802
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27-2114934
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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312 Farmington Avenue
Farmington, CT 06032
(Address of principal executive offices
and zip code)
Registrant’s telephone number, including
area code:
(860) 676-8654
Check the appropriate box below if the Form 8-K is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Section 8
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Other Events
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Item 8.01
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Other Events
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On November 1, 2016, Horizon Technology
Finance Corporation (the “Company”) announced that its Board of Directors has declared monthly dividends totaling $0.30
per share, payable in such amounts and on such dates to stockholders of record, as set forth below.
Ex-Dividend Date
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Record Date
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Payment Date
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Amount Per Share
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December 16, 2016
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December 20, 2016
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January 13, 2017
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$0.10
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January 17, 2017
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January 19, 2017
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February 15, 2017
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$0.10
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February 17, 2017
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February 22, 2017
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March 15, 2017
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$0.10
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Total:
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$0.30
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A copy of the press release announcing
such dividend is attached hereto as Exhibit 99.1 and is incorporated by reference herein.
Section 9
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Financial Statements and Exhibits
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Item 9.01
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Financial Statements and Exhibits
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(d) Exhibits.
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99.1
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Press release of the Company dated November 1, 2016.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act
of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: November 1, 2016
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HORIZON TECHNOLOGY FINANCE CORPORATION
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By:
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/s/ Robert D. Pomeroy, Jr.
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Robert D. Pomeroy, Jr.
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Chief Executive Officer
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Exhibit Index
Exhibit No.
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Description
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99.1
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Press release of the Company dated November 1, 2016
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