Initial Statement of Beneficial Ownership (3)
October 26 2016 - 7:29PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Firewheel Energy, LLC
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/7/2016
|
3. Issuer Name
and
Ticker or Trading Symbol
Resolute Energy Corp [REN]
|
(Last)
(First)
(Middle)
1100 LOUISIANA STREET, SUITE 4900
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Street)
HOUSTON, TX 77002
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Common Stock
|
2114523
|
D
(1)
(2)
(3)
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(
1)
|
These securities are directly held by Firewheel Energy, LLC ("Firewheel").
|
(
2)
|
EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII") is a member of Firewheel that holds the right to appoint all three representatives to the board of managers of Firewheel. As a result, EnCap Fund VIII may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the shares owned by Firewheel.
|
(
3)
|
EnCap Partners, LLC ("EnCap Partners") is the managing member of EnCap Investments Holdings, LLC ("EnCap Holdings"), which is the sole member of EnCap Investments GP, L.L.C. ("EnCap Investments GP"), the general partner of EnCap Investments L.P. ("EnCap Investments"), the general partner of EnCap Equity Fund VIII GP, L.P. ("EnCap Fund VIII GP"), the general partner of EnCap Fund VIII. EnCap Fund VIII is a member of Firewheel that holds the right to appoint all three representatives to the board of managers of Firewheel. As a result, EnCap Partners, LLC may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the shares owned by Firewheel.
|
Remarks:
(4) Signed by Kyle Kafka in his capacity as a Manager of Firewheel Energy, LLC
(5) Signed by D. Martin Phillips in his capacity as the Managing Partner of EnCap Investments GP, L.L.C., the General Partner of EnCap Investments L.P., the General Partner of EnCap Equity Fund VIII GP, L.P., the General Partner of EnCap Energy Capital Fund VIII
(6) Signed by D. Martin Phillips in his capacity as the Managing Partner of EnCap Partners, LLC
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Firewheel Energy, LLC
1100 LOUISIANA STREET, SUITE 4900
HOUSTON, TX 77002
|
|
X
|
|
|
EnCap Energy Capital Fund VIII, L.P.
1100 LOUISIANA STREET, SUITE 4900
HOUSTON, TX 77002
|
|
X
|
|
|
EnCap Partners, LLC
1100 LOUISIANA STREET, SUITE 4900
HOUSTON, TX 77002
|
|
X
|
|
|
Signatures
|
/s/ Kyle Kafka (4)
|
|
10/26/2016
|
**
Signature of Reporting Person
|
Date
|
/s/ D. Martin Phillips (5)
|
|
10/26/2016
|
**
Signature of Reporting Person
|
Date
|
/s/ D. Martin Phillips (6)
|
|
10/26/2016
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Resolute Energy Corp. Comon Stock (NYSE:REN)
Historical Stock Chart
From Aug 2024 to Sep 2024
Resolute Energy Corp. Comon Stock (NYSE:REN)
Historical Stock Chart
From Sep 2023 to Sep 2024