Statement of Changes in Beneficial Ownership (4)
October 06 2016 - 4:01PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
TUORTO WILLIAM L
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2. Issuer Name
and
Ticker or Trading Symbol
Rhino Resource Partners LP
[
RHNO
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman & Executive Chairman
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(Last)
(First)
(Middle)
56 BROAD STREET, SUITE 2
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3. Date of Earliest Transaction
(MM/DD/YYYY)
6/1/2016
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(Street)
CHARLESTON, SC 29401
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Units representing limited partner interests
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6/1/2016
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A
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114155
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A
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$2.19
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125216
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D
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Common Units representing limited partner interests
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6/1/2016
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F
(1)
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40595
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D
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$2.19
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84621
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D
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Common Units representing limited partner interests
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9/22/2016
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P
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500
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A
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$2.16
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85121
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D
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Common Units representing limited partner interests
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9/23/2016
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P
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500
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A
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$2.25
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85621
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D
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Common Units representing limited partner interests
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9/27/2016
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P
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500
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A
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$2.0615
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86121
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D
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Common Units representing limited partner interests
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9/27/2016
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P
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500
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A
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$2.20
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86621
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D
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Common Units representing limited partner interests
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6676912
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I
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See footnote
(2)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Subordinated Units
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$0
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(2)
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(2)
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Common Units
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1060339
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1060339
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I
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See footnote
(2)
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Explanation of Responses:
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(
1)
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Representing common limited partnership Units withheld pursuant to mandatory tax withholding obligation.
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(
2)
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6,676,912 common units and 1,060,339 of the subordinated units shown as beneficially owned by William Tuorto reflect common units and subordinated units owned of record by Royal Energy Resource, Inc. ("Royal"). Mr. Tuorto serves as a director of Royal and as such may be deemed to share beneficial ownership of the units beneficially owned by Royal, but disclaims such beneficial ownership to the extent such beneficial ownership exceeds its pecuniary interests. The subordinated units will convert into common units on a one-for-one basis at the times set forth in, and subject to the terms and conditions of, the issuer's Partnership Agreement.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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TUORTO WILLIAM L
56 BROAD STREET, SUITE 2
CHARLESTON, SC 29401
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X
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X
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Chairman & Executive Chairman
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Signatures
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/s/ William L. Tuorto
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10/6/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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