Current Report Filing (8-k)
June 30 2016 - 3:04PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(
d
) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): June 28, 2016
United Mortgage Trust
(Exact Name of Registrant as Specified in Its Charter)
Maryland
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000-32409
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75-6493585
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(State or other jurisdiction of incorporation
or organization)
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(Commission File Number)
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(I.R.S. Employer
Identification No.)
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1301 Municipal Way, Grapevine, Suite
220
Texas 76051
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(Address of principal executive offices) (Zip Code)
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(214) 237-9305
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(Registrant’s telephone number, including area code)
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N/A
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(Former name or former address, if changed since last report)
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Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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ITEM 4.01
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Change in Registrant's
Certifying Accountant.
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On
June 28, 2016, the Audit Committee of United Mortgage Trust (the “Company”) engaged EisnerAmper LLP as the Company's
independent registered public accounting firm.
During the two most
recent fiscal years ended December 31, 201
5
and December 31, 2014 and during the
subsequent interim period through the date of this Current Report on Form 8-K
,
neither
the
Company nor anyone on its behalf consulted EisnerAmper LLP
regarding either (i) the application of accounting principles to a specified transaction, either completed or proposed,
or the type of audit opinion that might be rendered on the Company's financial statements, and neither a written report nor oral
advice was provided to the Company that EisnerAmper LLP concluded was an important factor considered by the Company in reaching
a decision as to any accounting, auditing or financial reporting issue, or (ii) any matter that was either the subject of a disagreement
or a reportable event, each as defined in Regulation S-K Item 304(a)(1)(v), respectively.
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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United Mortgage Trust
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Dated: June 30, 2016
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By:
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/s/ Stuart Ducote
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Stuart Ducote
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President and Chief Financial Officer
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