Current Report Filing (8-k)
June 02 2016 - 6:08AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): June 2, 2016
LEGACY EDUCATION ALLIANCE, INC.
(Exact name of registrant as specified
in its charter)
Nevada
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333-184897
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39-2079974
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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1612 E. Cape Coral Parkway, Cape Coral,
Florida 33904
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number,
including area code:
(239) 542-0643
(Former name or former address, if changed
since last report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(
see
General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
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Item 7.01
Reg
ulation
FD Disclosure
.
Legacy
Education Alliance, Inc.
(OTCQB: LEAI),
(“the Company”) executive management
will make a presentation on June 2, 2016 to attendees of the 2016 Marcum Microcap Conference regarding, among other things,
the Company’s operations and performance. A copy of the materials to be used at the presentation (the
“Presentation Materials”) is included as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated
herein by reference. The Presentation Materials, possibly with modifications, may also be used from time to time after June
2, 2016 in presentations about the Company’s operations and performance to current and potential investors, lenders,
creditors, insurers, vendors, customers, employees and others with an interest in the Company and its business.
The
information contained in the Presentation Materials is summary information that should be considered in the context of the
Company’s filings with the Securities and Exchange Commission and other public announcements that the Company may make
by press release or otherwise from time to time. The Presentation Materials speak as of the date of this Current Report on
Form 8-K. While the Company may elect to update the Presentation Materials in the future or reflect events and circumstances
occurring or existing after the date of this Current Report on Form 8-K, the Company specifically disclaims any obligation to
do so. The Presentation Materials will also be posted in the Investor Relations section of the Company’s
website,
http://www.legacyeducationalliance.com
, for 90 days.
The information referenced under Item 7.01
(including Exhibit 99.1 referenced under Item 9.01 below) of this Current Report on Form 8-K is being
“furnished” under “Item 7.01. Regulation FD Disclosure” and, as such, shall not be deemed to be
“filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise
subject to the liabilities of that section. The information set forth in this Current Report on Form 8-K (including Exhibit
99.1 referenced under Item 9.01 below) shall not be incorporated
by reference into any registration statement,
report or other document filed by the Company pursuant to the Securities Act of 1933, as amended, except as shall
be expressly set forth by specific reference in such filing.
ITEM
9.01 Financial Statements and Exhibits
(d) Exhibits
Exhibit
No.
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Description
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99.1
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Presentation
dated June 2, 2016.
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SIGNATURE
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Dated:
June 2, 2016
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LEGACY EDUCATION ALLIANCE, INC.
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By:
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/s/ Anthony C. Humpage
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Name: Anthony C. Humpage
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Title: CEO
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3
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