Report of Foreign Issuer (6-k)
December 03 2015 - 12:22PM
Edgar (US Regulatory)
For
the Period of September 25, 2015 December 2, 2015
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT
TO RULE
13a-16 OR 15d-16
UNDER
THE SECURITIES ACT OF 1934
____________________
|
NATCORE TECHNOLOGY, INC. |
|
(Exact Name of
Registrant as Specified in its Charter) |
|
|
|
|
|
British Columbia,
Canada |
|
3674 |
|
Not Applicable |
(State or Other
Jurisdiction
of Incorporation or
Organization) |
|
(Primary
Standard Industrial
Classification Code Number) |
|
(I.R.S. Employer
Identification No.) |
189
N. Water Street
Rochester, NY 14604-1163
(585) 286-9180
(Address,
Including Zip Code, and Telephone Number, Including Area Code, of Registrants
Principal
Executive Offices)
LoPresti
Law Group, P.C.
45 Broadway, Suite 610
New York, New York 10006
(212) 732-4029
(Name,
Address, Including Zip Code, and Telephone Number, Including Area Code, of
Agent for Service)
|
|
Copies of
Communications to: |
|
|
Marc X. LoPresti,
Esq. |
Shauna Hartman |
LoPresti Law Group,
P.C. |
Armstrong Simpson |
45 Broadway, Suite
610 |
2080-777 Hornby
Street |
New York, NY 10006 |
Vancouver, B.C. |
Tel: 212-732-4029 |
Canada V6Z 1S4 |
|
Tel: 604-683-7361 |
Indicate by check mark whether the
registrant files or will file annual reports under cover of Form 20-F or 40-F.
Form 20-F x Form
40-F o
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T
Rule 101(b)(1): ____
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T
Rule 101(b)(7): ____
Indicate by check mark whether the
registrant by furnishing the information contained in this Form is also thereby
furnishing the information to the Commission pursuant to Rule 12g3-2(b) under
the Securities Exchange Act of 1934.Yes o No
x
The
information herein and in the attached exhibits is intended to be furnished and
shall not be deemed filed for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the Exchange Act), or otherwise subject to
the liabilities of that Section, nor shall it be deemed incorporated by
reference in any filing under the Securities Act of 1933, as amended, or the
Exchange Acct, except as expressly set forth by specific reference in such
filing.
The
following exhibits are filed herewith:
|
|
|
Exhibit |
|
Description |
|
|
|
99.1 |
|
Press Release via CNW dated November 26, 2015 - Natcore
Technology Announces Private Placement |
99.2 |
|
Press Release via Natcoresolar.com dated November 27, 2015
- Natcore Appoints Interim Chief Financial Officer |
99.3 |
|
Material Change Report dated December 1, 2015 - Natcore
Technology Closes First Tranche of Private Placement |
99.4 |
|
Press Release via PR Newswire dated December 1, 2015 -
Natcore Technology Closes First Tranche of Private Placement |
99.5 |
|
Material Change Report dated December 1, 2015 - Natcore
Appoints Interim Chief Financial Officer |
SIGNATURES
Pursuant to the requirements of the
Securities Act of 1934, the registrant certifies that it has reasonable grounds
to believe that it meets all of the requirements for filing on Form 6-K and has
duly caused this registration statement to be signed on its behalf by the
undersigned, thereunto duly authorized, in Rochester, NY on December 2, 2015.
|
|
|
|
NATCORE TECHNOLOGY, INC. |
|
|
|
By: |
|
|
Name: |
Charles R. Provini |
|
Title: |
President & CEO |
|
Authorized Representative in the United States |
Natcore Technology
announces private placement.
ROCHESTER,
N.Y., Nov. 26, 2015 /CNW/ -- Natcore Technology Inc. (TSX-V: NXT; OTCQB: NTCXF) is pleased to announce it intends to
raise up to CND$3,000,000 via a non-brokered private placement.
The
non-brokered private placement involves the sale of up to 8,333,333 units at a
price of CND$0.36 per Unit for aggregate gross proceeds of CND$3,000,000. Each
unit comprises one common share and one share purchase warrant. Each warrant
will entitle the holder to purchase of a further common share at CND$0.55 for a
period of three years from closing.
Finders
fees may be payable on all or portion of the financing. Proceeds of the
placement will be applied to further development of Natcores technologies and
general working capital. The completion of the placement is subject to
regulatory approval, including the approval of the TSX Venture Exchange.
This press release
shall not constitute an offer to sell or solicitation of an offer to buy the
securities in any jurisdiction. The Company has not authorized nor consented to
third party publication of the information contained in the press release.
Neither the United States Securities and Exchange Commission (SEC), the TSX
Venture Exchange nor its Regulation Services Provider (as that term is defined
in the policies of the TSX Venture Exchange) opines as to, nor accepts
responsibility for, the adequacy or accuracy of this release.
Contact:
Chuck Provini
732-576-8800
Info@NatcoreSolar.com
SOURCE
Natcore Technology Inc.
%SEDAR: 00026055E
CO: Natcore Technology Inc.
CNW 17:00e 26-NOV-15
PRESS RELEASE
Contact: Chuck
Provini
877-700-6282
Natcore Appoints Interim Chief Financial Officer
Rochester, NY (November
27, 2015) The Board of Directors of Natcore
Technology Inc. (TSX-V: NXT; OTCQB: NTCXF) has accepted the
resignation of John Meekison as Chief Financial Officer. Mr. Meekison has
resigned due to other commitments.
The Board has appointed
Richard Childs, CPA, CFE to be interim CFO.
Mr. Childs has a forensic
accounting practice that serves more than 100 lawyers across the United States.
He is a member of the American Institute of Certified Public Accountants and
the Society of Certified Fraud Examiners, as well as a member of the New Jersey
State Society of CPAs. In the private sector, he served for six years as Vice
President, Director of Finance and Internal Security for Deak-Perera, the
foreign exchange, Swiss banking and precious metals company. In the government
sector, he has served as a fraud investigator for the Office of the (NJ)
Attorney General; the Supervising Accountant for the Essex County (NJ) Division
of Accounts and Control; and, most recently, as the Chief of the Union County
(NJ) Sheriffs Department Economic Crime/Inspection Bureau. Mr. Childs holds a
Bachelor of Science degree in accounting from Rutgers University.
Mr. Meekison will retain his
position on the Natcore Board of Directors.
# # # # #
Neither TSX Venture Exchange nor its
Regulation Services Provider (as that term is defined in the policies of the
TSX Venture Exchange) accepts responsibility for the adequacy or accuracy of
this release.
Form 51-102F3
Material Change
Report
|
|
PART 1
|
GENERAL
INSTRUCTIONS AND INTERPRETATION
|
(a) Confidentiality
If
this Report is filed on a confidential basis, state in block capitals
CONFIDENTIAL at the beginning of the Report.
(b) Use of Company
Wherever
this Form uses the word company the term includes other types of business
organizations such as partnerships, trusts and other unincorporated business
entities.
(c) Numbering and Headings
The
numbering, headings and ordering of the items included in this Form are
guidelines only. You do not need to include the headings or numbering or follow
the order of items in this Form. Disclosure provided in response to any item
need not be repeated elsewhere.
(d) Defined Terms
If
a term is used but not defined in this Form, refer to Part 1 of National
Instrument 51-102 and to National Instrument 14-101 Definitions. If a term is used in this Form and is defined
in both the securities statute of a local jurisdiction and in National
Instrument 51-102, refer to section 1.4 of Companion Policy 51-102CP.
(e) Plain Language
Write
the Report so that readers are able to understand it. Consider both the level
of detail provided and the language used in the document. Refer to the plain
language principles listed in section 1.5 of Companion Policy 51-102CP. If you
use technical terms, explain them in a clear and concise manner.
|
|
PART 2
|
CONTENT
OF MATERIAL CHANGE REPORT
|
|
|
Item 1
|
Name and
Address of Company
|
|
|
|
Natcore
Technology Inc.
|
|
189 N. Water
Street
|
|
Rochester,
New Jersey 14604-1163
|
|
|
Item 2
|
Date of
Material Change
|
|
|
|
November 30, 2015
|
|
|
Item 3
|
News
Release
|
|
|
|
A news release was
disseminated on December 1, 2015 through the facilities of Stockwatch.
|
|
|
Item 4
|
Summary
of Material Change
|
|
|
|
Natcore
has completed the first tranche of its proposed non-brokered private
placement, as announced on November 26, 2015.
|
|
|
Item 5
|
Full
Description of Material Change
|
Gross
proceeds of $610,000.00 were raised through the sale of 1,694,444 units at a
price of $0.36 per unit. Each unit comprised one common share and one share
purchase warrant. Each warrant entitles the holder to purchase of a further
common share at $0.55 for a period of three years.
All
securities issued in the initial tranche are subject to a hold period in Canada
expiring on March 31, 2016. Proceeds of the placement will be applied to
further development of Natcores technologies and general working capital.
|
|
Item 6
|
Reliance
on subsection 7.1(2) or (3) of National Instrument 51-102
|
|
|
|
This
Report is not being filed on a confidential basis in reliance on subsection
7.1(2) or (3) of National Instrument 51-102.
|
|
|
Item 7
|
Omitted Information
|
|
|
|
No
information has been omitted on the basis that it is confidential
information.
|
|
|
Item 8
|
Executive Officer
|
|
|
|
Charles
Provini is knowledgeable about the material change and the Report and may be
contacted (585) 286-9180.
|
|
|
Item 9
|
Date of Report
|
|
|
|
December 1, 2015
|
Natcore Technology
closes first tranche of private placement
ROCHESTER,
N.Y., Dec. 1, 2015 /CNW/ -- Natcore Technology Inc. (TSX-V: NXT; OTCQB: NTCXF) has
completed the first tranche of its proposed non-brokered private placement, as
announced on November 26, 2015. Gross proceeds of $610,000.00 were raised
through the sale of 1,694,444 units at a price of $0.36 per unit. Each unit
comprised one common share and one share purchase warrant. Each warrant
entitles the holder to purchase of a further common share at $0.55 for a period
of three years.
All
securities issued in the initial tranche are subject to a hold period in Canada
expiring on March 31, 2016. Proceeds of the placement will be applied to
further development of Natcores technologies and general working capital.
This press release
shall not constitute an offer to sell or solicitation of an offer to buy the
securities in any jurisdiction. The Company has not authorized nor consented to
third party publication of the information contained in the press release.
Neither the United States Securities and Exchange Commission (SEC), the TSX
Venture Exchange nor its Regulation Services Provider (as that term is defined
in the policies of the TSX Venture Exchange) opines as to, nor accepts
responsibility for, the adequacy or accuracy of this release.
Not for distribution to
United States Newswire Services or for dissemination in the United States
Contact:
Chuck Provini
585-286-9180
Info@NatcoreSolar.com
SOURCE
Natcore Technology Inc.
%SEDAR: 00026055E
CO: Natcore Technology Inc.
CNW 15:31e 01-DEC-15
Form 51-102F3
Material Change
Report
|
|
PART 1
|
GENERAL
INSTRUCTIONS AND INTERPRETATION
|
(a) Confidentiality
If
this Report is filed on a confidential basis, state in block capitals
CONFIDENTIAL at the beginning of the Report.
(b) Use of Company
Wherever
this Form uses the word company the term includes other types of business
organizations such as partnerships, trusts and other unincorporated business
entities.
(c) Numbering and Headings
The
numbering, headings and ordering of the items included in this Form are
guidelines only. You do not need to include the headings or numbering or follow
the order of items in this Form. Disclosure provided in response to any item
need not be repeated elsewhere.
(d) Defined Terms
If
a term is used but not defined in this Form, refer to Part 1 of National
Instrument 51-102 and to National Instrument 14-101 Definitions. If a term is used in this Form and is defined
in both the securities statute of a local jurisdiction and in National
Instrument 51-102, refer to section 1.4 of Companion Policy 51-102CP.
(e) Plain Language
Write
the Report so that readers are able to understand it. Consider both the level
of detail provided and the language used in the document. Refer to the plain
language principles listed in section 1.5 of Companion Policy 51-102CP. If you
use technical terms, explain them in a clear and concise manner.
|
|
PART 2
|
CONTENT
OF MATERIAL CHANGE REPORT
|
|
|
Item 1
|
Name and
Address of Company
|
|
|
|
Natcore Technology
Inc.
|
|
189 N. Water
Street
|
|
Rochester,
New Jersey 14604-1163
|
|
|
Item 2
|
Date of
Material Change
|
|
|
|
November 5, 2015
|
|
|
Item 3
|
News
Release
|
|
|
|
A
news release was disseminated on November 27, 2015 through the facilities of
Stockwatch.
|
|
|
Item 4
|
Summary of Material Change
|
|
|
|
Natcore
has accepted the resignation of John Meekison as Chief Financial Officer and
the Board has appointed Richard Childs, CPA, CFE to be interim CFO.
|
|
|
Item 5
|
Full Description of Material Change
|
Natcore
has accepted the resignation of John Meekison as Chief Financial Officer. Mr.
Meekison has resigned due to other commitments. The Board has appointed Richard
Childs, CPA, CFE to be interim CFO.
Mr.
Childs has a forensic accounting practice that serves more than 100 lawyers
across the United States. He is a member of the American Institute of Certified
Public Accountants and the Society of Certified Fraud Examiners, as well as a
member of the New Jersey State Society of CPAs. In the private sector, he served
for six years as Vice President, Director of Finance and Internal Security for
Deak-Perera, the foreign exchange, Swiss banking and precious metals company.
In the government sector, he has served as a fraud investigator for the Office
of the (NJ) Attorney General; the Supervising Accountant for the Essex County
(NJ) Division of Accounts and Control; and, most recently, as the Chief of the
Union County (NJ) Sheriffs Department Economic Crime/Inspection Bureau. Mr.
Childs holds a Bachelor of Science degree in accounting from Rutgers
University.
Mr.
Meekison will retain his position on the Natcore Board of Directors.
|
|
Item 6
|
Reliance
on subsection 7.1(2) or (3) of National Instrument 51-102
|
|
|
|
This
Report is not being filed on a confidential basis in reliance on subsection
7.1(2) or (3) of National Instrument 51-102.
|
|
|
Item 7
|
Omitted Information
|
|
|
|
No
information has been omitted on the basis that it is confidential
information.
|
|
|
Item 8
|
Executive Officer
|
|
|
|
Charles
Provini is knowledgeable about the material change and the Report and may be
contacted (585) 286-9180.
|
|
|
Item 9
|
Date of Report
|
|
|
|
December 1, 2015
|
Natcore Technology (CE) (USOTC:NTCXF)
Historical Stock Chart
From Mar 2024 to Apr 2024
Natcore Technology (CE) (USOTC:NTCXF)
Historical Stock Chart
From Apr 2023 to Apr 2024