FIDELITY ASIAN VALUES PLC - Substantial Shareholders TR-1
September 22 2014 - 8:42AM
PR Newswire (US)
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying Fidelity Asian Values PLC
issuer of existing shares to which voting
rights are attached: ii
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which
may result in the acquisition of shares already issued to which voting
rights are attached
An acquisition or disposal of instruments with similar economic effect
to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please
specify):
3. Full name of person(s) subject to Lazard Asset Management LLC
the
notification obligation: iii
4. Full name of shareholder(s) Bank of New York, Inc - Global Custody
(if different from 3.):iv
JP Morgan Chase - SWIFT
Mellon Trust
Morgan Stanley Prime Brokerage
Northern Trust Co
State Street Bank - Custodian
State Street Bank - Master Trust
State Street Bank - Custody Master Trust
5. Date of the transaction and date 19 September 2014
on which the threshold is crossed
or reached: v
6. Date on which issuer notified: 22 September 2014
7. Threshold(s) that is/are crossed Decrease from 9% to 8%
or reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
Number Number Number Number of voting % of voting rights
if possible of of of shares rights x
using Shares Voting
the ISIN Rights Direct Direct Indirect Direct Indirect
CODE xi xii
GB0003322319
6,264,973 6,264,973 6,067,745 8.991%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date xiii Conversion Period rights that may rights
xiv be
acquired if the
instrument is
exercised/
converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date xvii Conversion rights instrument rights xix, xx
instrument period refers to
xviii
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
6,067,745 8.991%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Lazard Asset Management LLC controls all the voting rights held of this issuer.
Proxy Voting:
10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will
cease to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:
14. Contact name: Legal & Compliance Department
15. Contact telephone number: 0207 448 2119
B: Identity of the notifier, if applicable
Full name Natalia de Sousa For and on behalf of
FIL Investments International
Contact address Kingswood Place, Millfield Lane, Lower
Kingswood, Tadworth, Surrey KT20 6RB
Phone number & email 01737 837846
Other useful information
(e.g. functional relationship with the
person or legal entity subject to the
notification obligation)
C: Additional information
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