Form TR-3. FSA Version 1.0 June
2008
TR-3 (1): Disclosure of Disclosable Short Position relating to
Securities
which are the subject of a rights issue (2)
1. Full name of person(s) holding Magnetar Financial (UK) LLC
the disclosable short position (3):
2: Name of the issuer of the relevant LONMIN PLC
securities
3: Disclosable short position (4) 0.258%
4. Date that disclosable short position November 23, 2012
was reached or exceeded
(1) This form, or the information contained within it, should be
disclosed via an RIS using the short code DSP. Issuers should
conform the commencement of the rights issuer period with a
disclosure, via an RIS, using the short code ARI.
(2) This form relates to the disclosure of short positions in
compliance with amendments to MAR 1.9 market abuse (misleading
behaviour) and market abuse (distortion) of the Market Conduct
Sourcebook (MAR). Further material on this can be found in the
FSA's press release of 13 June 2008,
http://www.fsa.gov.uk/pages/Library/Communication/PR/2008/057.shtml
and the related FAQ document on the FSA's website.
(3) Specify the owner or controller of the interest. The naming
of nominees or vehicle companies is insufficient. In the case of
positions held by fund managers on behalf of discretionary clients,
the clients need not be named. Market makers as defined in the
Glossary of Definitions in the FSA Handbook and acting in their
capacity as such may be exempt from disclosure of own account
positions: see the definition of "disclosable short position".
Positions may be aggregated in some cases. See FAQ document for
further details.
(4) Figure to be expressed as a percentage of issued share
capital. Disclosable short position is defined in the Glossary of
Definitions in the FSA Handbook. Positions must be disclosed on a
net basis of all holdings. All financial instruments that represent
a direct interest or direct economic interest in the relevant
issuer must be included within such holdings.