LFI London Finance & Investment Group Plc

 
TIDMLFI 
 
For filings with the FSA include the 
annex 
 
For filings with issuer exclude the 
annex 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 
 
1. Identity of the issuer or the underlying  LONDON FINANCE & INVESTMENT GROUP 
issuer of existing shares to which voting                 P.L.C. 
rights are attached: ii 
 
2 Reason for the notification (please tick the appropriate box or boxes): 
 
An acquisition or disposal of voting rights                              Yes 
 
An acquisition or disposal of qualifying financial instruments which      No 
may result in the acquisition of shares already issued to which voting 
rights are attached 
 
An acquisition or disposal of instruments with similar economic effect    No 
to qualifying financial instruments 
 
An event changing the breakdown of voting rights                          No 
 
Other (please 
specify): 
 
3. Full name of person(s) subject to        PHILIP J MILTON & COMPANY PLC 
the notification obligation: iii 
 
4. Full name of shareholder(s) (if 
different from 3.):iv 
 
5. Date of the transaction and date                 25 APRIL 2012 
on which the threshold is crossed or 
reached: v 
 
6. Date on which issuer notified:                   25 MAY 201210 
 
7. Threshold(s) that is/are crossed                      7% 
or reached: vi, vii 
 
8. Notified details: 
A: Voting rights attached to shares viii, ix 
 
Class/type of Situation previous            Resulting situation after 
shares         to the triggering                 the triggering 
                  transaction                      transaction 
 
if possible    Number    Number    Number      Number of        % of voting 
using            of        of        of         voting            rights x 
the ISIN CODE  Shares    Voting    shares       rights 
                         Rights 
 
                                   Direct   Direct  Indirect  Direct   Indirect 
                                              xi      xii 
 
ORDINARY       2180554   2180554  2206149  2206149             7.1% 
 
GB0002994001 
 
B: Qualifying Financial Instruments 
 
Resulting situation after the triggering transaction 
 
Type of financial Expiration     Exercise/      Number of voting   % of voting 
   instrument     date xiii  Conversion Period rights that may be    rights 
                                    xiv         acquired if the 
                                                 instrument is 
                                                   exercised/ 
                                                   converted. 
 
 
C: Financial Instruments with similar economic effect to Qualifying Financial 
Instruments xv, xvi 
 
Resulting situation after the triggering transaction 
 
   Type of     Exercise Expiration Exercise/  Number of voting    % of voting 
  financial     price   date xvii  Conversion rights instrument  rights xix, xx 
  instrument                         period       refers to 
                                     xviii 
 
                                                                Nominal   Delta 
 
 
Total (A+B+C) 
 
        Number of voting rights               Percentage of voting rights 
 
                2206149                                  7.1% 
 
9. Chain of controlled undertakings through which the voting rights and/or the 
financial instruments are effectively held, if applicable: xxi 
 
 
Proxy Voting: 
 
10. Name of the proxy holder: 
 
11. Number of voting rights proxy 
holder will cease to hold: 
 
12. Date on which proxy holder will 
cease to hold voting rights: 
 
13. Additional information: 
 
14. Contact name:                                  Mr. J.M. Hodgson 
 
15. Contact telephone number:                        020 7448 8950 
 
Note: Annex should only be submitted to the FSA not the issuer 
 
Annex: Notification of major interests in sharesxxii 
 
A: Identity of the persons or legal entity subject to the notification 
obligation 
 
Full name 
(including legal form of legal 
entities) 
 
Contact address 
(registered office for legal entities) 
 
Phone number & email 
 
Other useful information 
(at least legal representative for 
legal persons) 
 
B: Identity of the notifier, if applicable 
 
Full name 
 
Contact address 
 
Phone number & email 
 
Other useful information(e.g. 
functional relationship with the person 
or legal entity subject to the 
notification obligation) 
 
C: Additional information 
 
 
For notes on how to complete form TR-1 please see the FSA website. 
 
 
 
END 
 

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