General Electric Company Director/PDMR Shareholding (6411Z)

TIDMGEC

RNS Number : 6411Z

General Electric Company

16 May 2023

SEC Form 3

 
 FORM 3              UNITED STATES SECURITIES AND EXCHANGE COMMISSION                         OMB APPROVAL 
                                   Washington, D.C. 20549                            OMB Number:           3235-0104 
                                                                                      Estimated average burden 
                  INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES             hours per response:         0.5 
 
           Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 
                   or Section 30(h) of the Investment Company Act of 1940 
 
 
 1. Name and Address of Reporting    2. Date of Event   3. Issuer Name and Ticker or Trading Symbol 
              Person                 Requiring           KKR Asset-Based Income Fund [ NONE ] 
 (*)GENERAL ELECTRIC PENSION TRUST   Statement 
                                     (Month/Day/Year) 
     (Last)  (First)  (Middle)       05/03/2023 
 
          901 MAIN AVENUE 
    THE TOWERS AT MERRITT RIVER 
 
   (Street)NORWALK   CT   06851 
 
      (City)  (State)  (Zip) 
                                                        4. Relationship of Reporting Person(s) to Issuer                   5. If Amendment, Date of Original Filed (Month/Day/Year) 
                                                        (Check all applicable)  Director                    X  10% Owner 
                                                          Officer (give title below)     Other (specify below) 
                                                                                                                           6. Individual or Joint/Group Filing (Check Applicable Line)   Form filed by One Reporting Person 
                                                                                                                            X  Form filed by More than One Reporting Person 
 
 
                                Table I - Non-Derivative Securities Beneficially Owned 
 1. Title of Security          2. Amount of Securities       3. Ownership Form: Direct     4. Nature of Indirect 
 (Instr. 4)                    Beneficially Owned (Instr.    (D) or Indirect (I) (Instr.   Beneficial Ownership 
                               4)                            5)                            (Instr. 5) 
 Common Shares of Beneficial             140,000                      D (1)(2) 
 Interest 
 
 
                                  Table II - Derivative Securities Beneficially Owned 
                             (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title     2. Date Exercisable and          3. Title and Amount of       4.             5. Ownership   6. Nature of 
 of           Expiration Date                  Securities Underlying        Conversion     Form: Direct   Indirect 
 Derivative   (Month/Day/Year)                 Derivative Security          or Exercise    (D) or         Beneficial 
 Security                                      (Instr. 4)                   Price of       Indirect (I)   Ownership 
 (Instr. 4)                                                                 Derivative     (Instr. 5)     (Instr. 5) 
                                                                            Security 
                                                             Amount or 
              Date                                           Number of 
              Exercisable   Expiration Date    Title         Shares 
 
 
 
 1. Name and Address of Reporting Person (*)GENERAL ELECTRIC PENSION TRUST 
 
                         (Last)  (First)  (Middle) 
 
                              901 MAIN AVENUE 
                        THE TOWERS AT MERRITT RIVER 
 
                        (Street)NORWALK   CT   06851 
 
                           (City)  (State)  (Zip) 
 1. Name and Address of Reporting Person (*)GE INVESTMENT MANAGEMENT CORP. 
 
                         (Last)  (First)  (Middle) 
 
                              901 MAIN AVENUE 
                        THE TOWERS AT MERRITT RIVER 
 
                        (Street)NORWALK   CT   06851 
 
                           (City)  (State)  (Zip) 
      1. Name and Address of Reporting Person (*)GENERAL ELECTRIC CO 
 
                         (Last)  (First)  (Middle) 
 
                               5 NECCO STREET 
 
 
                        (Street)BOSTON   MA   02210 
 
                           (City)  (State)  (Zip) 
 
 
Explanation of Responses: 
1. The securities reported herein are held directly by General Electric Pension Trust, a New 
 York common law trust ("GEPT") to which GE Investment Management Corp., a Delaware corporation 
 ("GEIM") serves as investment manager. GEIM is a wholly owned subsidiary of General Electric 
 Company ("GE"). 
2. The filing of this statement shall not be deemed an admission that GEPT, GEIM or GE (collectively, 
 the "Reporting Persons") are the beneficial owners of the securities reported herein for purposes 
 of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting 
 Persons disclaims beneficial ownership of the securities reported herein except to the extent 
 of its pecuniary interest therein, if any. 
 
 
  General Electric Pension Trust, By: /s/ Scott Silberstein, Trustee                           05/15/2023 
  GE Investment Management Corp., By: /s/ Scott Silberstein, Vice President, General Counsel   05/15/2023 
   and Secretary 
  General Electric Company, By: /s/ Scott Silberstein, Executive Counsel                       05/15/2023 
  ** Signature of Reporting Person                                                             Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number.

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